4//SEC Filing
CHARDAN CAPITAL MARKETS LLC 4
Accession 0001104659-24-077454
CIK 0001907223other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 6:34 PM ET
Size
16.9 KB
Accession
0001104659-24-077454
Insider Transaction Report
Form 4
GROSSMAN JONAS
10% Owner
Transactions
- Sale
Common Stock
2024-07-02$2.05/sh−180,000$368,442→ 1,284,364 total - Sale
Common Stock
2024-06-28$2.53/sh−47,000$119,103→ 1,579,500 total - Sale
Common Stock
2024-07-01$2.06/sh−115,136$237,618→ 1,464,364 total
PROPPER KERRY
10% Owner
Transactions
- Sale
Common Stock
2024-07-02$2.05/sh−180,000$368,442→ 1,284,364 total - Sale
Common Stock
2024-07-01$2.06/sh−115,136$237,618→ 1,464,364 total - Sale
Common Stock
2024-06-28$2.53/sh−47,000$119,103→ 1,579,500 total
CHARDAN CAPITAL MARKETS LLC
10% Owner
Transactions
- Sale
Common Stock
2024-06-28$2.53/sh−47,000$119,103→ 1,579,500 total - Sale
Common Stock
2024-07-01$2.06/sh−115,136$237,618→ 1,464,364 total - Sale
Common Stock
2024-07-02$2.05/sh−180,000$368,442→ 1,284,364 total
Chardan Securities LLC
10% Owner
Transactions
- Sale
Common Stock
2024-07-02$2.05/sh−180,000$368,442→ 1,284,364 total - Sale
Common Stock
2024-06-28$2.53/sh−47,000$119,103→ 1,579,500 total - Sale
Common Stock
2024-07-01$2.06/sh−115,136$237,618→ 1,464,364 total
Urbach Steven
10% Owner
Transactions
- Sale
Common Stock
2024-07-01$2.06/sh−115,136$237,618→ 1,464,364 total - Sale
Common Stock
2024-06-28$2.53/sh−47,000$119,103→ 1,579,500 total - Sale
Common Stock
2024-07-02$2.05/sh−180,000$368,442→ 1,284,364 total
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.38 to $2.71, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
- [F2]This Form 4 is being filed by Chardan Capital Markets LLC ("CCM"). Chardan Securities LLC ("Chardan Securities") is the sole Class A Member and 99% owner of CCM and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Jonas Grossman, Steven Urbach and Kerry Propper is a member of Chardan Securities, and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Mr. Grossman, Mr. Urbach and Mr. Propper disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.80 to $2.495, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
- [F4]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.90 to $2.30, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
Documents
Issuer
ANEW Medical, Inc.
CIK 0001907223
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001170705
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 6:34 PM ET
- Size
- 16.9 KB