4/A//SEC Filing
Klein Michael Stuart 4/A
Accession 0001104659-24-077386
CIK 0001849056other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 4:42 PM ET
Size
29.4 KB
Accession
0001104659-24-077386
Insider Transaction Report
Form 4/AAmended
Oklo Inc.OKLO
Klein Michael Stuart
Director
Transactions
- Exercise/Conversion
Class A Common Stock, par value $0.0001 per share
2024-05-09+12,500,000→ 13,950,000 total(indirect: See Footnotes) - Exercise/Conversion
Class B Common Stock, par value $0.0001 per share
2024-05-09−12,500,000→ 0 total(indirect: See Footnotes)→ Class A Common Stock, par value $0.0001 per share (12,500,000 underlying)
M. Klein Associates, Inc.
Director10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock, par value $0.0001 per share
2024-05-09+12,500,000→ 13,950,000 total(indirect: See Footnotes) - Exercise/Conversion
Class B Common Stock, par value $0.0001 per share
2024-05-09−12,500,000→ 0 total(indirect: See Footnotes)→ Class A Common Stock, par value $0.0001 per share (12,500,000 underlying)
AltC Sponsor LLC
10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock, par value $0.0001 per share
2024-05-09+12,500,000→ 13,950,000 total(indirect: See Footnotes) - Exercise/Conversion
Class B Common Stock, par value $0.0001 per share
2024-05-09−12,500,000→ 0 total(indirect: See Footnotes)→ Class A Common Stock, par value $0.0001 per share (12,500,000 underlying)
Footnotes (3)
- [F1]This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and AltC Sponsor LLC (the "Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests.
- [F2]Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.
- [F3]The reported shares of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.
Issuer
Oklo Inc.
CIK 0001849056
Entity typeother
Related Parties
1- filerCIK 0001327392
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 4:42 PM ET
- Size
- 29.4 KB