DICKINSON DANIEL M 4
4 · CATERPILLAR INC · Filed May 8, 2024
Insider Transaction Report
Form 4
DICKINSON DANIEL M
Director
Transactions
- Other
Phantom Stock Units
2024-05-06$341.12/sh−2,931$999,823→ 13,886 total→ Common Stock (2,931 underlying)
Footnotes (3)
- [F1]Each Phantom Stock unit is equivalent to one share of Caterpillar Inc. common stock.
- [F2]Intra-plan transfer pursuant to the Director's Deferred Compensation Plan.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.