DICKINSON DANIEL M 4
4 · CATERPILLAR INC · Filed May 2, 2024
Insider Transaction Report
Form 4
DICKINSON DANIEL M
Director
Transactions
- Other
Phantom Stock Units
2024-05-01$334.62/sh+3,736$1,250,140→ 16,818 total→ Common Stock (3,736 underlying)
Footnotes (4)
- [F1]Each Phantom Stock unit is equivalent to one share of Caterpillar Inc. common stock.
- [F2]Intra-plan transfer pursuant to the Director's Deferred Compensation Plan.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustments for dividends accrued.