4//SEC Filing
Palihapitiya Chamath 4
Accession 0001104659-23-113076
CIK 0001850270other
Filed
Oct 30, 8:00 PM ET
Accepted
Oct 31, 9:30 PM ET
Size
15.9 KB
Accession
0001104659-23-113076
Insider Transaction Report
Form 4
PROKIDNEY CORP.PROK
Palihapitiya Chamath
DirectorChief Executive Officer10% Owner
Transactions
- Sale
Class A ordinary shares
2023-10-31$1.69/sh−141,900$239,300→ 7,128,100 total(indirect: See footnote) - Sale
Class A ordinary shares
2023-10-27$1.59/sh−92,500$146,677→ 7,427,000 total(indirect: See footnote) - Sale
Class A ordinary shares
2023-10-30$1.65/sh−157,000$259,537→ 7,270,000 total(indirect: See footnote)
Holdings
- 3,000,000(indirect: See footnote)
Class A ordinary shares
- 2,073,000(indirect: See footnote)
Class A ordinary shares
SC Master Holdings, LLC
10% Owner
Transactions
- Sale
Class A ordinary shares
2023-10-27$1.59/sh−92,500$146,677→ 7,427,000 total(indirect: See footnote) - Sale
Class A ordinary shares
2023-10-31$1.69/sh−141,900$239,300→ 7,128,100 total(indirect: See footnote) - Sale
Class A ordinary shares
2023-10-30$1.65/sh−157,000$259,537→ 7,270,000 total(indirect: See footnote)
Holdings
- 3,000,000(indirect: See footnote)
Class A ordinary shares
- 2,073,000(indirect: See footnote)
Class A ordinary shares
SC PIPE Holdings LLC
10% Owner
Transactions
- Sale
Class A ordinary shares
2023-10-27$1.59/sh−92,500$146,677→ 7,427,000 total(indirect: See footnote) - Sale
Class A ordinary shares
2023-10-30$1.65/sh−157,000$259,537→ 7,270,000 total(indirect: See footnote) - Sale
Class A ordinary shares
2023-10-31$1.69/sh−141,900$239,300→ 7,128,100 total(indirect: See footnote)
Holdings
- 2,073,000(indirect: See footnote)
Class A ordinary shares
- 3,000,000(indirect: See footnote)
Class A ordinary shares
Footnotes (6)
- [F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.4600 to $1.7850. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.4500 to $1.7150. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5700 to $1.8400. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be.
- [F6]Represents shares held by a trust for the benefit of Mr. Palihapitiya's immediate family.
Documents
Issuer
PROKIDNEY CORP.
CIK 0001850270
Entity typeother
Related Parties
1- filerCIK 0001715450
Filing Metadata
- Form type
- 4
- Filed
- Oct 30, 8:00 PM ET
- Accepted
- Oct 31, 9:30 PM ET
- Size
- 15.9 KB