4//SEC Filing
LIPMAN JOHN C 4
Accession 0001104659-23-064791
CIK 0001855447other
Filed
May 24, 8:00 PM ET
Accepted
May 25, 5:45 PM ET
Size
9.5 KB
Accession
0001104659-23-064791
Insider Transaction Report
Form 4
LIPMAN JOHN C
DirectorCo-Chief Executive Officer10% Owner
Transactions
- Sale
Warrants to purchase common stock
2023-05-23−50,901→ 4,502 totalExercise: $11.50→ Common Stock (50,901 underlying) - Purchase
Warrants to purchase common stock
2023-05-25$0.65/sh+265,000$172,250→ 269,502 totalExercise: $11.50→ Common Stock (265,000 underlying) - Sale
Common Stock
2023-05-23−496,765→ 304,326 total
Footnotes (3)
- [F1]The reporting person disposed of (i) 394,963 shares of common stock and (ii) 101,802 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $552,229.25.
- [F2]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Documents
Issuer
Roth CH Acquisition IV Co.
CIK 0001855447
Entity typeother
Related Parties
1- filerCIK 0001383194
Filing Metadata
- Form type
- 4
- Filed
- May 24, 8:00 PM ET
- Accepted
- May 25, 5:45 PM ET
- Size
- 9.5 KB