4//SEC Filing
Hong Chun K 4
Accession 0001104659-23-034108
CIK 0001282631other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 9:30 PM ET
Size
7.1 KB
Accession
0001104659-23-034108
Insider Transaction Report
Form 4
NETLIST INCNLST
Hong Chun K
DirectorPresident, CEO and Chairman
Transactions
- Award
Common Stock
2023-03-16+499,000→ 2,241,447 total - Sale
Common Stock
2023-03-16$3.04/sh−250,000$759,375→ 4,361,177 total(indirect: By Trust)
Footnotes (3)
- [F1]These restricted stock units (RSUs) granted on March 16, 2023 vest in installments of 124,750 beginning on March 16, 2024 one time per year through March 16, 2027. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 Plan.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.15 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
NETLIST INC
CIK 0001282631
Entity typeother
Related Parties
1- filerCIK 0001381057
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 9:30 PM ET
- Size
- 7.1 KB