Tuppeny Elizabeth K. 4
4 · American Strategic Investment Co. · Filed Mar 1, 2023
Insider Transaction Report
Form 4
Tuppeny Elizabeth K.
Director
Transactions
- Purchase
Class A Common Stock
2023-02-21$11.97/sh+290$3,471→ 4,521 total - Exercise of In-Money
Class A Common Stock
2023-02-27$12.95/sh+864$11,189→ 5,385 total
Footnotes (2)
- [F1]This is a late filing with respect to the transaction reported in Table I dated February 21, 2023. Ms. Tuppeny intended for the order to be satisfied through the rights offering described below but was filled through an open market transaction on February 21, 2023. Pursuant to the General Instructions, a Form 4 relating to such transaction should have been filed within two business days following the date of such transaction.
- [F2]Shares of Class A common stock of American Strategic Investment Co. (the "Issuer") issued pursuant to a non-transferable rights offering, which entitled holders of rights to purchase 0.20130805 of a share of the Company's Class A common stock, par value $0.01 per share, for every right held at a subscription price of $12.95 per whole share.