Celtic Asset & Equity Partners, Ltd. 4

Accession 0001104659-23-010827

CIK 0001817565other

View on SEC.gov Company Profile

Filed

Feb 5, 7:00 PM ET

Accepted

Feb 6, 6:06 AM ET

Size

31.7 KB

Accession

0001104659-23-010827

Insider Transaction Report

Form 4

Period: 2022-12-01

Financial Strategies Acquisition Corp.FXCO

Schinzing Alexander V

10% Owner

Transactions

Conversion
Class A Common Stock
2022-12-01+775,000→ 975,000 total(indirect: See Footnote)
Conversion
Class A Common Stock
2022-12-01+416,212→ 416,212 total(indirect: See Footnote)
Conversion
Class A Common Stock
2022-12-01+85,038→ 85,038 total(indirect: See Footnote)
Conversion
Class A Common Stock
2022-12-01+375,000→ 375,000 total(indirect: See Footnote)
Conversion
Class A Common Stock
2022-12-01+200,000→ 250,000 total(indirect: See Footnote)
Conversion
Class B Common Stock
2022-12-01−416,212→ 0 total(indirect: See Footnote)
→ Class A Common Stock (416,212 underlying)
Conversion
Class B Common Stock
2022-12-01−200,000→ 0 total(indirect: See Footnote)
→ Class A Common Stock (200,000 underlying)
Conversion
Class B Common Stock
2022-12-01−85,038→ 0 total(indirect: See Footnote)
→ Class A Common Stock (85,038 underlying)
Conversion
Class B Common Stock
2022-12-01−775,000→ 0 total(indirect: See Footnote)
→ Class A Common Stock (775,000 underlying)
Conversion
Class B Common Stock
2022-12-01−375,000→ 0 total(indirect: See Footnote)
→ Class A Common Stock (375,000 underlying)

FSC Sponsor LLC

10% Owner

Transactions

Conversion
Class A Common Stock
2022-12-01+375,000→ 375,000 total(indirect: See Footnote)
Conversion
Class B Common Stock
2022-12-01−775,000→ 0 total(indirect: See Footnote)
→ Class A Common Stock (775,000 underlying)
Conversion
Class B Common Stock
2022-12-01−85,038→ 0 total(indirect: See Footnote)
→ Class A Common Stock (85,038 underlying)
Conversion
Class A Common Stock
2022-12-01+85,038→ 85,038 total(indirect: See Footnote)
Conversion
Class B Common Stock
2022-12-01−375,000→ 0 total(indirect: See Footnote)
→ Class A Common Stock (375,000 underlying)
Conversion
Class A Common Stock
2022-12-01+775,000→ 975,000 total(indirect: See Footnote)
Conversion
Class A Common Stock
2022-12-01+416,212→ 416,212 total(indirect: See Footnote)
Conversion
Class A Common Stock
2022-12-01+200,000→ 250,000 total(indirect: See Footnote)
Conversion
Class B Common Stock
2022-12-01−416,212→ 0 total(indirect: See Footnote)
→ Class A Common Stock (416,212 underlying)
Conversion
Class B Common Stock
2022-12-01−200,000→ 0 total(indirect: See Footnote)
→ Class A Common Stock (200,000 underlying)

Celtic Asset & Equity Partners, Ltd.

10% Owner

Transactions

Conversion
Class A Common Stock
2022-12-01+85,038→ 85,038 total(indirect: See Footnote)
Conversion
Class B Common Stock
2022-12-01−416,212→ 0 total(indirect: See Footnote)
→ Class A Common Stock (416,212 underlying)
Conversion
Class B Common Stock
2022-12-01−375,000→ 0 total(indirect: See Footnote)
→ Class A Common Stock (375,000 underlying)
Conversion
Class B Common Stock
2022-12-01−200,000→ 0 total(indirect: See Footnote)
→ Class A Common Stock (200,000 underlying)
Conversion
Class B Common Stock
2022-12-01−85,038→ 0 total(indirect: See Footnote)
→ Class A Common Stock (85,038 underlying)
Conversion
Class A Common Stock
2022-12-01+775,000→ 975,000 total(indirect: See Footnote)
Conversion
Class A Common Stock
2022-12-01+416,212→ 416,212 total(indirect: See Footnote)
Conversion
Class A Common Stock
2022-12-01+375,000→ 375,000 total(indirect: See Footnote)
Conversion
Class A Common Stock
2022-12-01+200,000→ 250,000 total(indirect: See Footnote)
Conversion
Class B Common Stock
2022-12-01−775,000→ 0 total(indirect: See Footnote)
→ Class A Common Stock (775,000 underlying)

Caliente Management L.L.C.

10% Owner

Transactions

Conversion
Class A Common Stock
2022-12-01+416,212→ 416,212 total(indirect: See Footnote)
Conversion
Class A Common Stock
2022-12-01+200,000→ 250,000 total(indirect: See Footnote)
Conversion
Class B Common Stock
2022-12-01−775,000→ 0 total(indirect: See Footnote)
→ Class A Common Stock (775,000 underlying)
Conversion
Class B Common Stock
2022-12-01−416,212→ 0 total(indirect: See Footnote)
→ Class A Common Stock (416,212 underlying)
Conversion
Class B Common Stock
2022-12-01−200,000→ 0 total(indirect: See Footnote)
→ Class A Common Stock (200,000 underlying)
Conversion
Class A Common Stock
2022-12-01+775,000→ 975,000 total(indirect: See Footnote)
Conversion
Class A Common Stock
2022-12-01+375,000→ 375,000 total(indirect: See Footnote)
Conversion
Class A Common Stock
2022-12-01+85,038→ 85,038 total(indirect: See Footnote)
Conversion
Class B Common Stock
2022-12-01−375,000→ 0 total(indirect: See Footnote)
→ Class A Common Stock (375,000 underlying)
Conversion
Class B Common Stock
2022-12-01−85,038→ 0 total(indirect: See Footnote)
→ Class A Common Stock (85,038 underlying)

Footnotes (9)

[F1]The Issuer's Class B Common Stock is convertible into Class A Common Stock at any time at the option of the holder, on a one-for-one basis, and has no expiration date.
[F2]This statement is filed jointly by and on behalf of Mr. Schinzing, FSC Sponsor LLC ("FSC Sponsor"), Celtic Asset & Equity Partners, Ltd. ("Celtic A&E") and Caliente Management L.L.C. ("Caliente"). FSC Sponsor, Celtic A&E, Caliente, Celtic Sponsor VII LLC ("Celtic Sponsor VII") and Frio Investments L.L.C. ("Frio") are the direct beneficial owners of the securities covered by this statement.
[F3]FSC Sponsor is the managing member of, and may be deemed to beneficially own securities owned by, Caliente and Frio. Mr. Schinzing is the managing member of FSC Sponsor and Celtic A&E and the manager of Celtic Sponsor VII. Therefore, Mr. Schinzing may be deemed to beneficially own securities owned by each of FSC Sponsor, Celtic A&E, Caliente, Frio and Celtic Sponsor VII.
[F4]The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
[F5]Represents shares directly beneficially owned by FSC Sponsor.
[F6]Represents shares directly beneficially owned by Celtic A&E.
[F7]Represents shares directly beneficially owned by Caliente.
[F8]Represents shares directly beneficially owned by Celtic Sponsor VII.
[F9]Represents shares directly beneficially owned by Frio.

Documents

1 file

4
tm235516d1_4.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

Financial Strategies Acquisition Corp.

CIK 0001817565

→

Entity typeother

Related Parties

filerCIK 0001893728

Filing Metadata

Form type: 4
Filed: Feb 5, 7:00 PM ET
Accepted: Feb 6, 6:06 AM ET
Size: 31.7 KB

View on SEC.gov