Home/Filings/4/0001104659-22-124272

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LASKY MITCHELL 4

Accession 0001104659-22-124272

CIK 0001699838other

View on SEC.gov Company Profile

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 8:07 PM ET

Size

37.1 KB

Accession

0001104659-22-124272

Insider Transaction Report

Form 4

Period: 2022-11-30

Confluent, Inc.CFLT

Cohler Matt

10% Owner

Transactions

Other
Class A Common Stock
2022-11-30+10,563→ 10,563 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+3,478→ 154,249 total(indirect: See footnote)
Conversion
Class A Common Stock
2022-11-30+3,862,593→ 3,862,593 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30−3,862,593→ 0 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+10,347→ 31,041 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+20,694→ 20,694 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+90,484→ 1,690,388 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+47,549→ 1,311,584 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+36,101→ 1,023,779 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+42→ 12,036 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+37,201→ 1,411,999 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+15,577→ 970,369 total(indirect: See footnote)
Conversion
Class B Common Stock
2022-11-30−3,862,593→ 14,160,846 total(indirect: See footnote)
→ Class A Common Stock (3,862,593 underlying)

LASKY MITCHELL

10% Owner

Transactions

Other
Class A Common Stock
2022-11-30+10,563→ 10,563 total(indirect: See footnote)
Conversion
Class B Common Stock
2022-11-30−3,862,593→ 14,160,846 total(indirect: See footnote)
→ Class A Common Stock (3,862,593 underlying)
Other
Class A Common Stock
2022-11-30+20,694→ 20,694 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+37,201→ 1,411,999 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+42→ 12,036 total(indirect: See footnote)
Conversion
Class A Common Stock
2022-11-30+3,862,593→ 3,862,593 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+10,347→ 31,041 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+15,577→ 970,369 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+3,478→ 154,249 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+36,101→ 1,023,779 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+47,549→ 1,311,584 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30−3,862,593→ 0 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+90,484→ 1,690,388 total(indirect: See footnote)

Puttagunta Chetan

10% Owner

Transactions

Other
Class A Common Stock
2022-11-30+90,484→ 1,690,388 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+37,201→ 1,411,999 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+10,563→ 10,563 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+47,549→ 1,311,584 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+42→ 12,036 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+3,478→ 154,249 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30−3,862,593→ 0 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+10,347→ 31,041 total(indirect: See footnote)
Conversion
Class A Common Stock
2022-11-30+3,862,593→ 3,862,593 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+36,101→ 1,023,779 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+20,694→ 20,694 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+15,577→ 970,369 total(indirect: See footnote)
Conversion
Class B Common Stock
2022-11-30−3,862,593→ 14,160,846 total(indirect: See footnote)
→ Class A Common Stock (3,862,593 underlying)

Hu An-Yen

10% Owner

Transactions

Conversion
Class A Common Stock
2022-11-30+3,862,593→ 3,862,593 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30−3,862,593→ 0 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+47,549→ 1,311,584 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+3,478→ 154,249 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+10,563→ 10,563 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+90,484→ 1,690,388 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+37,201→ 1,411,999 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+42→ 12,036 total(indirect: See footnote)
Conversion
Class B Common Stock
2022-11-30−3,862,593→ 14,160,846 total(indirect: See footnote)
→ Class A Common Stock (3,862,593 underlying)
Other
Class A Common Stock
2022-11-30+36,101→ 1,023,779 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+10,347→ 31,041 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+20,694→ 20,694 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+15,577→ 970,369 total(indirect: See footnote)

GURLEY J WILLIAM

10% Owner

Transactions

Other
Class A Common Stock
2022-11-30+15,577→ 970,369 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+20,694→ 20,694 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30−3,862,593→ 0 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+47,549→ 1,311,584 total(indirect: See footnote)
Conversion
Class A Common Stock
2022-11-30+3,862,593→ 3,862,593 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+90,484→ 1,690,388 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+10,563→ 10,563 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+36,101→ 1,023,779 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+10,347→ 31,041 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+37,201→ 1,411,999 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+42→ 12,036 total(indirect: See footnote)
Conversion
Class B Common Stock
2022-11-30−3,862,593→ 14,160,846 total(indirect: See footnote)
→ Class A Common Stock (3,862,593 underlying)
Other
Class A Common Stock
2022-11-30+3,478→ 154,249 total(indirect: See footnote)

FENTON PETER H

10% Owner

Transactions

Other
Class A Common Stock
2022-11-30+42→ 12,036 total(indirect: See footnote)
Conversion
Class B Common Stock
2022-11-30−3,862,593→ 14,160,846 total(indirect: See footnote)
→ Class A Common Stock (3,862,593 underlying)
Other
Class A Common Stock
2022-11-30+47,549→ 1,311,584 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+20,694→ 20,694 total(indirect: See footnote)
Conversion
Class A Common Stock
2022-11-30+3,862,593→ 3,862,593 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+10,563→ 10,563 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+37,201→ 1,411,999 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+15,577→ 970,369 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+10,347→ 31,041 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30−3,862,593→ 0 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+90,484→ 1,690,388 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+36,101→ 1,023,779 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+3,478→ 154,249 total(indirect: See footnote)

Tavel Sarah E

10% Owner

Transactions

Other
Class A Common Stock
2022-11-30−3,862,593→ 0 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+10,563→ 10,563 total(indirect: See footnote)
Conversion
Class A Common Stock
2022-11-30+3,862,593→ 3,862,593 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+10,347→ 31,041 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+20,694→ 20,694 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+42→ 12,036 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+90,484→ 1,690,388 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+36,101→ 1,023,779 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+47,549→ 1,311,584 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+15,577→ 970,369 total(indirect: See footnote)
Conversion
Class B Common Stock
2022-11-30−3,862,593→ 14,160,846 total(indirect: See footnote)
→ Class A Common Stock (3,862,593 underlying)
Other
Class A Common Stock
2022-11-30+37,201→ 1,411,999 total(indirect: See footnote)
Other
Class A Common Stock
2022-11-30+3,478→ 154,249 total(indirect: See footnote)

Footnotes (13)

[F1]Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
[F10]Shares are held by Sarah Tavel.
[F11]Shares held by An-Yen Hu's trust entity.
[F12]Shares held by Chetan Puttagunta's trust entity.
[F13]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
[F2]Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
[F3]Shares are held by Matthew R. Cohler's trust entity.
[F4]Shares are held by Peter H. Fenton's trust entities.
[F5]Shares are held by Peter H. Fenton's family partnership.
[F6]Shares are held by Mitchell H. Lasky's family partnership.
[F7]Shares are held by Mitchell H. Lasky's family trust.
[F8]Shares are held by J. William Gurley's family partnerships
[F9]Shares are held by J. William Gurley's trust entity.

Documents

1 file

4
tm2231913-2_4seq1.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

Confluent, Inc.

CIK 0001699838

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001091435

Filing Metadata

Form type: 4
Filed: Dec 1, 7:00 PM ET
Accepted: Dec 2, 8:07 PM ET
Size: 37.1 KB

View on SEC.gov