4//SEC Filing
DOLL DIXON 4
Accession 0001104659-22-100126
CIK 0001823144other
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 7:22 PM ET
Size
13.4 KB
Accession
0001104659-22-100126
Insider Transaction Report
Form 4
DOLL DIXON
Director
Transactions
- Sale
Class A Common Stock
2022-09-14$5.41/sh−26,507$143,498→ 4,760,929 total(indirect: See footnote) - Sale
Class A Common Stock
2022-09-13$5.62/sh−30,296$170,176→ 4,787,436 total(indirect: See footnote) - Sale
Class A Common Stock
2022-09-12$6.00/sh−5,680$34,085→ 4,817,732 total(indirect: See footnote)
Holdings
- 1,300(indirect: By daughter)
Class A Common Stock
- 1,350(indirect: By son)
Class A Common Stock
- 100
Class A Common Stock
- 1,330(indirect: By Trust)
Class A Common Stock
Footnotes (6)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.
- [F2]As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.78, inclusive.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.54, inclusive.
- [F5]Shares of Class A Common Stock held by accounts for the benefit of the reporting person's son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
- [F6]Shares of Class A Common Stock held by a trust account for the benefit of the reporting person's daughter who is a dependent of the reporting person. As trustee of his daughter's trust, the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the trust. As the beneficiary of the trust is a dependent of the reporting person's household, the reporting person may be deemed to have a pecuniary interest in the shares held thereby. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Documents
Issuer
CompoSecure, Inc.
CIK 0001823144
Entity typeother
Related Parties
1- filerCIK 0001143946
Filing Metadata
- Form type
- 4
- Filed
- Sep 13, 8:00 PM ET
- Accepted
- Sep 14, 7:22 PM ET
- Size
- 13.4 KB