4//SEC Filing
LASKY MITCHELL 4
Accession 0001104659-22-088871
CIK 0001699838other
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 7:58 PM ET
Size
46.5 KB
Accession
0001104659-22-088871
Insider Transaction Report
Form 4
Confluent, Inc.CFLT
Hu An-Yen
10% Owner
Transactions
- Conversion
Class A Common Stock
2022-08-08+3,862,593→ 3,862,593 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+90,484→ 1,599,904 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+36,342→ 1,179,019 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,265$71,450→ 943,656 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,100$66,245→ 1,168,456 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−8,463$259,619→ 1,170,556 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+47,549→ 1,514,035 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−9,131$280,111→ 945,921 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+10,347→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+20,694→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+37,201→ 1,374,798 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+42→ 11,994 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−2,072$63,563→ 180,684 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−514$16,214→ 180,170 total(indirect: See footnote) - Conversion
Class B Common Stock
2022-08-08−3,862,593→ 18,023,439 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Other
Class A Common Stock
2022-08-08−3,862,593→ 0 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+4,441→ 955,052 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+951→ 182,756 total(indirect: See footnote)
FENTON PETER H
10% Owner
Transactions
- Other
Class A Common Stock
2022-08-08+90,484→ 1,599,904 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−8,463$259,619→ 1,170,556 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,100$66,245→ 1,168,456 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+37,201→ 1,374,798 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+36,342→ 1,179,019 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+10,347→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+4,441→ 955,052 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,265$71,450→ 943,656 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+951→ 182,756 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−514$16,214→ 180,170 total(indirect: See footnote) - Conversion
Class B Common Stock
2022-08-08−3,862,593→ 18,023,439 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Other
Class A Common Stock
2022-08-08−3,862,593→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−2,072$63,563→ 180,684 total(indirect: See footnote) - Conversion
Class A Common Stock
2022-08-08+3,862,593→ 3,862,593 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+47,549→ 1,514,035 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−9,131$280,111→ 945,921 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+20,694→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+42→ 11,994 total(indirect: See footnote)
GURLEY J WILLIAM
10% Owner
Transactions
- Other
Class A Common Stock
2022-08-08+20,694→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+4,441→ 955,052 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−9,131$280,111→ 945,921 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+951→ 182,756 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−2,072$63,563→ 180,684 total(indirect: See footnote) - Conversion
Class A Common Stock
2022-08-08+3,862,593→ 3,862,593 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,100$66,245→ 1,168,456 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+47,549→ 1,514,035 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+42→ 11,994 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−514$16,214→ 180,170 total(indirect: See footnote) - Conversion
Class B Common Stock
2022-08-08−3,862,593→ 18,023,439 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Other
Class A Common Stock
2022-08-08−3,862,593→ 0 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+90,484→ 1,599,904 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+36,342→ 1,179,019 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−8,463$259,619→ 1,170,556 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+10,347→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+37,201→ 1,374,798 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,265$71,450→ 943,656 total(indirect: See footnote)
LASKY MITCHELL
10% Owner
Transactions
- Other
Class A Common Stock
2022-08-08−3,862,593→ 0 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+90,484→ 1,599,904 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+36,342→ 1,179,019 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−2,072$63,563→ 180,684 total(indirect: See footnote) - Conversion
Class A Common Stock
2022-08-08+3,862,593→ 3,862,593 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+10,347→ 20,694 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,265$71,450→ 943,656 total(indirect: See footnote) - Conversion
Class B Common Stock
2022-08-08−3,862,593→ 18,023,439 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Other
Class A Common Stock
2022-08-08+20,694→ 20,694 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−9,131$280,111→ 945,921 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−514$16,214→ 180,170 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−8,463$259,619→ 1,170,556 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+951→ 182,756 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,100$66,245→ 1,168,456 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+47,549→ 1,514,035 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+37,201→ 1,374,798 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+4,441→ 955,052 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+42→ 11,994 total(indirect: See footnote)
Cohler Matt
10% Owner
Transactions
- Other
Class A Common Stock
2022-08-08−3,862,593→ 0 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+20,694→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+37,201→ 1,374,798 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−9,131$280,111→ 945,921 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,265$71,450→ 943,656 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+47,549→ 1,514,035 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+4,441→ 955,052 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+42→ 11,994 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−2,072$63,563→ 180,684 total(indirect: See footnote) - Conversion
Class A Common Stock
2022-08-08+3,862,593→ 3,862,593 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+90,484→ 1,599,904 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+36,342→ 1,179,019 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+10,347→ 20,694 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−8,463$259,619→ 1,170,556 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,100$66,245→ 1,168,456 total(indirect: See footnote) - Conversion
Class B Common Stock
2022-08-08−3,862,593→ 18,023,439 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Other
Class A Common Stock
2022-08-08+951→ 182,756 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−514$16,214→ 180,170 total(indirect: See footnote)
Puttagunta Chetan
10% Owner
Transactions
- Other
Class A Common Stock
2022-08-08+47,549→ 1,514,035 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+36,342→ 1,179,019 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−8,463$259,619→ 1,170,556 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08−3,862,593→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,100$66,245→ 1,168,456 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+951→ 182,756 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−2,072$63,563→ 180,684 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+90,484→ 1,599,904 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+10,347→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+20,694→ 20,694 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,265$71,450→ 943,656 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+4,441→ 955,052 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+42→ 11,994 total(indirect: See footnote) - Conversion
Class B Common Stock
2022-08-08−3,862,593→ 18,023,439 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Conversion
Class A Common Stock
2022-08-08+3,862,593→ 3,862,593 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−514$16,214→ 180,170 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+37,201→ 1,374,798 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−9,131$280,111→ 945,921 total(indirect: See footnote)
Tavel Sarah E
10% Owner
Transactions
- Sale
Class A Common Stock
2022-08-09$30.68/sh−8,463$259,619→ 1,170,556 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,100$66,245→ 1,168,456 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+10,347→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+20,694→ 20,694 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−9,131$280,111→ 945,921 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+90,484→ 1,599,904 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−2,265$71,450→ 943,656 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+951→ 182,756 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$30.68/sh−2,072$63,563→ 180,684 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+47,549→ 1,514,035 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+4,441→ 955,052 total(indirect: See footnote) - Conversion
Class A Common Stock
2022-08-08+3,862,593→ 3,862,593 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+36,342→ 1,179,019 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+42→ 11,994 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08−3,862,593→ 0 total(indirect: See footnote) - Other
Class A Common Stock
2022-08-08+37,201→ 1,374,798 total(indirect: See footnote) - Sale
Class A Common Stock
2022-08-09$31.55/sh−514$16,214→ 180,170 total(indirect: See footnote) - Conversion
Class B Common Stock
2022-08-08−3,862,593→ 18,023,439 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying)
Footnotes (14)
- [F1]Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
- [F10]Shares are held by J. William Gurley's trust entity.
- [F11]Shares are held by Sarah Tavel.
- [F12]Shares held by An-Yen Hu's trust entity.
- [F13]Shares held by Chetan Puttagunta's trust entity.
- [F14]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
- [F2]Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
- [F3]Shares are held by Matthew R. Cohler's trust entity.
- [F4]Shares are held by Peter H. Fenton's trust entities.
- [F5]Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $30.22 to a high of $31.18, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- [F6]Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $31.22 to a high of $31.9, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- [F7]Shares are held by Mitchell H. Lasky's family partnership.
- [F8]Shares are held by Mitchell H. Lasky's family trust.
- [F9]Shares are held by J. William Gurley's family partnerships.
Documents
Issuer
Confluent, Inc.
CIK 0001699838
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001091435
Filing Metadata
- Form type
- 4
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 7:58 PM ET
- Size
- 46.5 KB