4//SEC Filing
FRIEDLAND ROBERT M 4
Accession 0001104659-22-077004
CIK 0001879016other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 6:05 AM ET
Size
10.4 KB
Accession
0001104659-22-077004
Insider Transaction Report
Form 4
FRIEDLAND ROBERT M
DirectorExecutive Chairman
Transactions
- Conversion
Common Stock
2022-06-30+677,682→ 8,366,374 total - Purchase
Common Stock
2022-06-30$8.60/sh+179,517$1,544,475→ 8,545,891 total - Conversion
Series 1 Convertible Notes
2022-06-30→ 0 totalExercise: $9.39Exp: 2023-07-31→ Common Stock (677,682 underlying)
Holdings
- 13,500,101(indirect: By I-Pulse Inc.)
Common Stock
Footnotes (3)
- [F1]Upon the consummation of an initial public offering that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), the Series 1 Convertible Notes, including any accrued but unpaid interest thereon, automatically converted into shares of common stock at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $9.39 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.35 to $8.80, inclusive. The reporting person undertakes to provide to Ivanhoe Electric Inc., any security holder of Ivanhoe Electric Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
Ivanhoe Electric Inc.
CIK 0001879016
Entity typeother
Related Parties
1- filerCIK 0000938198
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 6:05 AM ET
- Size
- 10.4 KB