4//SEC Filing
BLOCH KATHLEEN P. 4
Accession 0001104659-22-068656
CIK 0001175151other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 7:29 PM ET
Size
7.1 KB
Accession
0001104659-22-068656
Insider Transaction Report
Form 4
BLOCH KATHLEEN P.
Chief Financial Officer
Transactions
- Purchase
Common Stock
2022-06-06$1.90/sh+8,700$16,529→ 33,700 total(indirect: See Footnote)
Holdings
- 349,661
Common Stock
Footnotes (4)
- [F1]Includes (i) 10,000 shares held by the Reporting Person's husband in a 401(k) account, (ii) 15,000 shares held by the Reporting Person's husband in an IRA account and (iii) 8,700 shares held by the Reporting Person's husband in a ROTH IRA account and reported on this Form 4. The Reporting Person may be deemed the beneficial owner of such shares.
- [F2]Includes: (i) the following RSUs that will be settled into common stock, par value $0.001 per share (the "Common Stock") upon a "Change In Control" of CytoSorbents Corporation (the "Company"), as defined in the Amended and Restated CytoSorbents Corporation 2014 Long-Term Incentive Plan: (a) 8,800 RSUs granted on March 15, 2018, (b) 15,700 RSUs granted on February 24, 2017, (c) 47,000 RSUs granted on June 7, 2016 and (d) 110,000 RSUs granted on April 8, 2015;
- [F3](continued from footnote 2) (ii) the following RSUs (which vest as to one-third of the award on each of the date of grant, the first anniversary of the date of grant, and the second anniversary of the date of grant, subject to the Reporting Person's continued service as of the applicable vesting date), and will be settled into common stock of the Company upon vesting: (a) 16,484 RSUs granted on April 12, 2021 and unvested as of the date hereof; and
- [F4](continued from footnote 3) (iii) 151,677 shares of Common Stock owned by the Reporting Person.
Documents
Issuer
Cytosorbents Corp
CIK 0001175151
Entity typeother
Related Parties
1- filerCIK 0001409212
Filing Metadata
- Form type
- 4
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 7:29 PM ET
- Size
- 7.1 KB