Home/Filings/4/0001104659-22-036099
4//SEC Filing

Chapman Michael C 4

Accession 0001104659-22-036099

CIK 0001759008other

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 4:04 PM ET

Size

11.9 KB

Accession

0001104659-22-036099

Insider Transaction Report

Form 4
Period: 2022-03-17
Chapman Michael C
Chief Marketing Officer
Transactions
  • Award

    Stock Option (right to buy)

    2022-03-17+188,712188,712 total
    Exercise: $1.68Exp: 2032-03-17Class A Common Stock (188,712 underlying)
  • Award

    Restricted Stock Units

    2022-03-17+130,953130,953 total
    Class A Common Stock (130,953 underlying)
Holdings
  • Class A Common Stock

    5,970
  • Stock Option (right to buy)

    Exercise: $11.35Exp: 2031-01-21Class A Common Stock (253,084 underlying)
    253,084
  • Restricted Stock Units

    Class A Common Stock (25,625 underlying)
    25,625
Footnotes (5)
  • [F1]These options are service options that vest based on the passage of time and the Reporting Person's continued service with the Issuer. 63,271 of these options are currently exercisable and the remaining 189,813 become exercisable in three equal annual installments beginning on December 7, 2022.
  • [F2]Each restricted stock unit is convertible into a share of Class A common stock on a 1-for-1 basis.
  • [F3]These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in Class A common stock as follows: one-third of these restricted stock units vest on December 7, 2022, one-third of these restricted stock units vest on December 7, 2023 and one-third of these restricted stock units vest on December 7, 2024, assuming continued employment through the applicable vesting date.
  • [F4]The options will vest and become exercisable in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service with the Issuer through the relevant vesting dates.
  • [F5]The restricted stock units will vest in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service with the Issuer through the relevant vesting dates.

Issuer

CarLotz, Inc.

CIK 0001759008

Entity typeother

Related Parties

1
  • filerCIK 0001842125

Filing Metadata

Form type
4
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 4:04 PM ET
Size
11.9 KB