4//SEC Filing
Roth Byron 4
Accession 0001104659-21-146934
CIK 0001885998other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 9:46 PM ET
Size
11.4 KB
Accession
0001104659-21-146934
Insider Transaction Report
Form 4
Roth Byron
DirectorCo-Chief Executive Officer10% Owner
Transactions
- Purchase
Warrants to purchase Common Stock
2021-12-03+33,581→ 33,581 totalExercise: $11.50→ Common Stock (33,581 underlying) - Purchase
Common Stock
2021-12-03$10.00/sh+67,163$671,630→ 481,295 total - Purchase
Common Stock
2021-12-03$10.00/sh+106,559$1,065,590→ 763,615 total(indirect: See Footnote) - Purchase
Warrants to purchase Common Stock
2021-12-03+53,279→ 53,279 total(indirect: See Footnote)Exercise: $11.50→ Common Stock (53,279 underlying)
Footnotes (4)
- [F1]The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
- [F2]Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
- [F3]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering.
- [F4]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Documents
Issuer
Roth CH Acquisition V Co.
CIK 0001885998
Entity typeother
Related Parties
1- filerCIK 0001810078
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 9:46 PM ET
- Size
- 11.4 KB