4//SEC Filing
LASKY MITCHELL 4
Accession 0001104659-21-140213
CIK 0001699838other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 9:42 PM ET
Size
19.8 KB
Accession
0001104659-21-140213
Insider Transaction Report
Form 4
Confluent, Inc.CFLT
Cohler Matt
10% Owner
Transactions
- Other
Class A Common Stock
2021-11-12+892→ 213,731 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−246$21,227→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−608$51,827→ 246 total(indirect: See footnote)
Hu An-Yen
10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-15$86.29/sh−246$21,227→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−608$51,827→ 246 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+892→ 213,731 total(indirect: See footnote)
Puttagunta Chetan
10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-15$85.24/sh−608$51,827→ 246 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+892→ 213,731 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−246$21,227→ 0 total(indirect: See footnote)
Tavel Sarah E
10% Owner
Transactions
- Other
Class A Common Stock
2021-11-12+892→ 213,731 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−246$21,227→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−608$51,827→ 246 total(indirect: See footnote)
FENTON PETER H
10% Owner
Transactions
- Other
Class A Common Stock
2021-11-12+892→ 213,731 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−608$51,827→ 246 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−246$21,227→ 0 total(indirect: See footnote)
GURLEY J WILLIAM
10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-15$86.29/sh−246$21,227→ 0 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+892→ 213,731 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−608$51,827→ 246 total(indirect: See footnote)
SPURLOCK STEVEN M
10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-15$86.29/sh−246$21,227→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−608$51,827→ 246 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+892→ 213,731 total(indirect: See footnote)
LASKY MITCHELL
10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-15$85.24/sh−608$51,827→ 246 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−246$21,227→ 0 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+892→ 213,731 total(indirect: See footnote)
Footnotes (5)
- [F1]Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
- [F2]Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $84.95 to a high of $85.94 inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- [F3]Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $85.95 to a high of $86.595, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- [F4]Shares held by Chetan Puttagunta.
- [F5]Shares held by Chetan Puttagunta's trust entity.
Documents
Issuer
Confluent, Inc.
CIK 0001699838
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001091435
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 9:42 PM ET
- Size
- 19.8 KB