4//SEC Filing
LASKY MITCHELL 4
Accession 0001104659-21-140209
CIK 0001699838other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 9:40 PM ET
Size
71.5 KB
Accession
0001104659-21-140209
Insider Transaction Report
Form 4
Confluent, Inc.CFLT
SPURLOCK STEVEN M
10% Owner
Transactions
- Other
Class A Common Stock
2021-11-12+37,201→ 1,456,137 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−5,074$429,011→ 954,408 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,705$230,581→ 951,703 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+42→ 11,952 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−43$3,536→ 2,082 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−87$7,261→ 1,995 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−87$7,154→ 452,385 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−358$29,880→ 1,200,858 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$82.23/sh−193$15,869→ 959,870 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+22,638→ 452,472 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−174$14,523→ 452,211 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−2,282$192,945→ 449,929 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+90,484→ 1,509,420 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+36,300→ 1,201,394 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,007$86,894→ 1,192,677 total(indirect: See footnote(10) - Other
Class A Common Stock
2021-11-12+47,549→ 1,466,486 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+4,397→ 960,063 total(indirect: See footnote) - Conversion
Class B Common Stock
2021-11-12−3,862,593→ 21,886,032 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Other
Class A Common Stock
2021-11-12−3,862,593→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−178$14,636→ 1,201,216 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,495$212,680→ 1,193,684 total(indirect: See footnote(10) - Other
Class A Common Stock
2021-11-12+10,347→ 10,347 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+20,694→ 20,694 total(indirect: See footnote) - Conversion
Class A Common Stock
2021-11-12+3,862,593→ 3,862,593 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−1,217$103,740→ 448,712 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−4,679$395,614→ 1,196,179 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,092$94,229→ 950,611 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+48→ 2,125 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−1,141$96,473→ 854 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−491$42,369→ 448,221 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−388$32,384→ 959,482 total(indirect: See footnote)
Cohler Matt
10% Owner
Transactions
- Other
Class A Common Stock
2021-11-12−3,862,593→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−174$14,523→ 452,211 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+36,300→ 1,201,394 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−358$29,880→ 1,200,858 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,007$86,894→ 1,192,677 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$82.23/sh−193$15,869→ 959,870 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−5,074$429,011→ 954,408 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+42→ 11,952 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+47,549→ 1,466,486 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+4,397→ 960,063 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−491$42,369→ 448,221 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+22,638→ 452,472 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−2,282$192,945→ 449,929 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+90,484→ 1,509,420 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−178$14,636→ 1,201,216 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$84.55/sh−4,679$395,614→ 1,196,179 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,092$94,229→ 950,611 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+48→ 2,125 total(indirect: See footnote) - Conversion
Class A Common Stock
2021-11-12+3,862,593→ 3,862,593 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−87$7,154→ 452,385 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−1,217$103,740→ 448,712 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+20,694→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+37,201→ 1,456,137 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−43$3,536→ 2,082 total(indirect: See footnote) - Conversion
Class B Common Stock
2021-11-12−3,862,593→ 21,886,032 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,495$212,680→ 1,193,684 total(indirect: See footnote(10) - Other
Class A Common Stock
2021-11-12+10,347→ 10,347 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,705$230,581→ 951,703 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−87$7,261→ 1,995 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−1,141$96,473→ 854 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−388$32,384→ 959,482 total(indirect: See footnote)
FENTON PETER H
10% Owner
Transactions
- Other
Class A Common Stock
2021-11-12+47,549→ 1,466,486 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+37,201→ 1,456,137 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−5,074$429,011→ 954,408 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,092$94,229→ 950,611 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−1,217$103,740→ 448,712 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−4,679$395,614→ 1,196,179 total(indirect: See footnote(10) - Conversion
Class B Common Stock
2021-11-12−3,862,593→ 21,886,032 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Sale
Class A Common Stock
2021-11-15$83.46/sh−174$14,523→ 452,211 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+20,694→ 20,694 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−193$15,869→ 959,870 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−388$32,384→ 959,482 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+42→ 11,952 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+48→ 2,125 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−43$3,536→ 2,082 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−1,141$96,473→ 854 total(indirect: See footnote) - Conversion
Class A Common Stock
2021-11-12+3,862,593→ 3,862,593 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+22,638→ 452,472 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+90,484→ 1,509,420 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−178$14,636→ 1,201,216 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,495$212,680→ 1,193,684 total(indirect: See footnote(10) - Other
Class A Common Stock
2021-11-12+10,347→ 10,347 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−87$7,261→ 1,995 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12−3,862,593→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−87$7,154→ 452,385 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−2,282$192,945→ 449,929 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−491$42,369→ 448,221 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+36,300→ 1,201,394 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−358$29,880→ 1,200,858 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,007$86,894→ 1,192,677 total(indirect: See footnote(10) - Other
Class A Common Stock
2021-11-12+4,397→ 960,063 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,705$230,581→ 951,703 total(indirect: See footnote)
GURLEY J WILLIAM
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-11-12+3,862,593→ 3,862,593 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12−3,862,593→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−193$15,869→ 959,870 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−87$7,261→ 1,995 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−174$14,523→ 452,211 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−1,217$103,740→ 448,712 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+10,347→ 10,347 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−1,141$96,473→ 854 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+47,549→ 1,466,486 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+20,694→ 20,694 total(indirect: See footnote) - Conversion
Class B Common Stock
2021-11-12−3,862,593→ 21,886,032 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Sale
Class A Common Stock
2021-11-15$86.29/sh−491$42,369→ 448,221 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+36,300→ 1,201,394 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−178$14,636→ 1,201,216 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,495$212,680→ 1,193,684 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,007$86,894→ 1,192,677 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$83.46/sh−388$32,384→ 959,482 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,705$230,581→ 951,703 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−2,282$192,945→ 449,929 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−358$29,880→ 1,200,858 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$84.55/sh−4,679$395,614→ 1,196,179 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$84.55/sh−5,074$429,011→ 954,408 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+42→ 11,952 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−43$3,536→ 2,082 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+37,201→ 1,456,137 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+22,638→ 452,472 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−87$7,154→ 452,385 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+90,484→ 1,509,420 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+4,397→ 960,063 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,092$94,229→ 950,611 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+48→ 2,125 total(indirect: See footnote)
Hu An-Yen
10% Owner
Transactions
- Other
Class A Common Stock
2021-11-12−3,862,593→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−491$42,369→ 448,221 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+36,300→ 1,201,394 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+47,549→ 1,466,486 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+20,694→ 20,694 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−388$32,384→ 959,482 total(indirect: See footnote) - Conversion
Class A Common Stock
2021-11-12+3,862,593→ 3,862,593 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−174$14,523→ 452,211 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−2,282$192,945→ 449,929 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−1,217$103,740→ 448,712 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+90,484→ 1,509,420 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−178$14,636→ 1,201,216 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$83.46/sh−358$29,880→ 1,200,858 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,495$212,680→ 1,193,684 total(indirect: See footnote(10) - Other
Class A Common Stock
2021-11-12+10,347→ 10,347 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+42→ 11,952 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−43$3,536→ 2,082 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−87$7,261→ 1,995 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+22,638→ 452,472 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−87$7,154→ 452,385 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−4,679$395,614→ 1,196,179 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,007$86,894→ 1,192,677 total(indirect: See footnote(10) - Other
Class A Common Stock
2021-11-12+37,201→ 1,456,137 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+4,397→ 960,063 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−5,074$429,011→ 954,408 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+48→ 2,125 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−193$15,869→ 959,870 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,705$230,581→ 951,703 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,092$94,229→ 950,611 total(indirect: See footnote) - Conversion
Class B Common Stock
2021-11-12−3,862,593→ 21,886,032 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Sale
Class A Common Stock
2021-11-15$84.55/sh−1,141$96,473→ 854 total(indirect: See footnote)
LASKY MITCHELL
10% Owner
Transactions
- Other
Class A Common Stock
2021-11-12+22,638→ 452,472 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−174$14,523→ 452,211 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−1,217$103,740→ 448,712 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+90,484→ 1,509,420 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+36,300→ 1,201,394 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−358$29,880→ 1,200,858 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$82.23/sh−178$14,636→ 1,201,216 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,007$86,894→ 1,192,677 total(indirect: See footnote(10) - Other
Class A Common Stock
2021-11-12+10,347→ 10,347 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−5,074$429,011→ 954,408 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,092$94,229→ 950,611 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+47,549→ 1,466,486 total(indirect: See footnote) - Conversion
Class A Common Stock
2021-11-12+3,862,593→ 3,862,593 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+48→ 2,125 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−1,141$96,473→ 854 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−491$42,369→ 448,221 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−87$7,261→ 1,995 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+20,694→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+4,397→ 960,063 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−388$32,384→ 959,482 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,705$230,581→ 951,703 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−43$3,536→ 2,082 total(indirect: See footnote) - Conversion
Class B Common Stock
2021-11-12−3,862,593→ 21,886,032 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Other
Class A Common Stock
2021-11-12−3,862,593→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−87$7,154→ 452,385 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−2,282$192,945→ 449,929 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,495$212,680→ 1,193,684 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$84.55/sh−4,679$395,614→ 1,196,179 total(indirect: See footnote(10) - Other
Class A Common Stock
2021-11-12+37,201→ 1,456,137 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−193$15,869→ 959,870 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+42→ 11,952 total(indirect: See footnote)
Puttagunta Chetan
10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-15$84.55/sh−4,679$395,614→ 1,196,179 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,007$86,894→ 1,192,677 total(indirect: See footnote(10) - Other
Class A Common Stock
2021-11-12+10,347→ 10,347 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,705$230,581→ 951,703 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12−3,862,593→ 0 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+22,638→ 452,472 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−491$42,369→ 448,221 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−1,217$103,740→ 448,712 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+20,694→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+4,397→ 960,063 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−87$7,154→ 452,385 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−174$14,523→ 452,211 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+47,549→ 1,466,486 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−193$15,869→ 959,870 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,092$94,229→ 950,611 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+48→ 2,125 total(indirect: See footnote) - Conversion
Class A Common Stock
2021-11-12+3,862,593→ 3,862,593 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−2,282$192,945→ 449,929 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+90,484→ 1,509,420 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−178$14,636→ 1,201,216 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$83.46/sh−358$29,880→ 1,200,858 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$82.23/sh−43$3,536→ 2,082 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−87$7,261→ 1,995 total(indirect: See footnote) - Conversion
Class B Common Stock
2021-11-12−3,862,593→ 21,886,032 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Other
Class A Common Stock
2021-11-12+36,300→ 1,201,394 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,495$212,680→ 1,193,684 total(indirect: See footnote(10) - Other
Class A Common Stock
2021-11-12+37,201→ 1,456,137 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−388$32,384→ 959,482 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−5,074$429,011→ 954,408 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+42→ 11,952 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−1,141$96,473→ 854 total(indirect: See footnote)
Tavel Sarah E
10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-15$83.46/sh−358$29,880→ 1,200,858 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$84.55/sh−1,141$96,473→ 854 total(indirect: See footnote) - Conversion
Class B Common Stock
2021-11-12−3,862,593→ 21,886,032 total(indirect: See footnote)→ Class A Common Stock (3,862,593 underlying) - Conversion
Class A Common Stock
2021-11-12+3,862,593→ 3,862,593 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−1,217$103,740→ 448,712 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−4,679$395,614→ 1,196,179 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$84.55/sh−2,282$192,945→ 449,929 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+20,694→ 20,694 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+37,201→ 1,456,137 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−193$15,869→ 959,870 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$84.55/sh−5,074$429,011→ 954,408 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+48→ 2,125 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−87$7,261→ 1,995 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12−3,862,593→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−491$42,369→ 448,221 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+90,484→ 1,509,420 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,092$94,229→ 950,611 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+42→ 11,952 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−43$3,536→ 2,082 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$86.29/sh−1,007$86,894→ 1,192,677 total(indirect: See footnote(10) - Sale
Class A Common Stock
2021-11-15$82.23/sh−87$7,154→ 452,385 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−174$14,523→ 452,211 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,495$212,680→ 1,193,684 total(indirect: See footnote(10) - Other
Class A Common Stock
2021-11-12+10,347→ 10,347 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+47,549→ 1,466,486 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+4,397→ 960,063 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$83.46/sh−388$32,384→ 959,482 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−2,705$230,581→ 951,703 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+22,638→ 452,472 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+36,300→ 1,201,394 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$82.23/sh−178$14,636→ 1,201,216 total(indirect: See footnote(10)
Footnotes (18)
- [F1]Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
- [F10]Shares are held by Peter H. Fenton's trust entities.
- [F11]Shares are held by Mitchell H. Lasky's family partnership.
- [F12]Shares are held by Mitchell H. Lasky's family trust.
- [F13]Shares are held by J. William Gurley's family partnerships.
- [F14]Shares are held by J. William Gurley's trust entity.
- [F15]Shares are held by Sarah Tavel.
- [F16]Shares held by An-Yen Hu's trust entity.
- [F17]Shares held by Chetan Puttagunta.
- [F18]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
- [F2]Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
- [F3]Shares are held by Steven M. Spurlock's family partnership.
- [F4]Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $81.86 to a high of $82.76, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- [F5]Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $82.93 to a high of $83.86, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- [F6]Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $83.94 to a high of $84.935, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- [F7]Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $84.95 to a high of $85.94 inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- [F8]Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $85.95 to a high of $86.595, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- [F9]Shares are held by Matthew R. Cohler's trust entity.
Documents
Issuer
Confluent, Inc.
CIK 0001699838
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001091435
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 9:40 PM ET
- Size
- 71.5 KB