Home/Filings/4/0001104659-21-124777
4//SEC Filing

SCAGGS NEAL 4

Accession 0001104659-21-124777

CIK 0001357971other

Filed

Oct 7, 8:00 PM ET

Accepted

Oct 8, 8:51 PM ET

Size

7.3 KB

Accession

0001104659-21-124777

Insider Transaction Report

Form 4
Period: 2021-10-06
SCAGGS NEAL
Director
Transactions
  • Conversion

    Common Stock

    2021-10-06+269,384672,923 total
  • Conversion

    Series A Convertible Preferred Stock

    2021-10-06160 total
    From: 2021-09-01Common Stock (269,384 underlying)
Footnotes (2)
  • [F1]Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.
  • [F2]Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

Issuer

Energy Services of America CORP

CIK 0001357971

Entity typeother
IncorporatedKY

Related Parties

1
  • filerCIK 0001082228

Filing Metadata

Form type
4
Filed
Oct 7, 8:00 PM ET
Accepted
Oct 8, 8:51 PM ET
Size
7.3 KB