4//SEC Filing
ROTH GORDON J 4
Accession 0001104659-21-103548
CIK 0001855447other
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 5:05 PM ET
Size
11.4 KB
Accession
0001104659-21-103548
Insider Transaction Report
Form 4
ROTH GORDON J
Chief Financial Officer10% Owner
Transactions
- Purchase
Common Stock
2021-08-10$10.00/sh+13,667$136,670→ 98,810 total - Purchase
Warrants to purchase Common Stock
2021-08-10+52,736→ 52,736 total(indirect: See Footnote)Exercise: $11.50→ Common Stock (52,736 underlying) - Purchase
Common Stock
2021-08-10$10.00/sh+105,472$1,054,720→ 762,528 total(indirect: See Footnote) - Purchase
Warrants to purchase Common Stock
2021-08-10+6,833→ 6,833 totalExercise: $11.50→ Common Stock (6,833 underlying)
Footnotes (4)
- [F1]The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
- [F2]Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
- [F3]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- [F4]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Documents
Issuer
Roth CH Acquisition IV Co.
CIK 0001855447
Entity typeother
Related Parties
1- filerCIK 0001160634
Filing Metadata
- Form type
- 4
- Filed
- Aug 10, 8:00 PM ET
- Accepted
- Aug 11, 5:05 PM ET
- Size
- 11.4 KB