4//SEC Filing
HENRY EMIL W JR 4
Accession 0001104659-21-091743
CIK 0001821850other
Filed
Jul 12, 8:00 PM ET
Accepted
Jul 13, 5:09 PM ET
Size
10.2 KB
Accession
0001104659-21-091743
Insider Transaction Report
Form 4
HENRY EMIL W JR
Director10% Owner
Transactions
- Award
Private Units
2021-07-09+21,179,370→ 21,179,370 total(indirect: Tiger Infrastructure Partners Sunlight Feeder LP)→ Class A Common Stock (21,179,370 underlying) - Other
Class A Common Stock
2021-07-09+8,437,552→ 8,437,552 total(indirect: Tiger Infrastructure Partners Co-Invest B LP)
Footnotes (3)
- [F1]Tiger Infrastructure Partners Co-Invest B LP ("Co-Invest B") received these shares of Class A Common Stock pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated as of January 21, 2021 by and among Spartan Acquisition Corp. II ("Spartan"), Sunlight Financial LLC ("Sunlight"), and certain related parties. In connection with the consummation of the transactions contemplated by the Business Combination Agreement, on July 9, 2021, Sunlight became a majority-owned subsidiary of Spartan and Spartan was renamed Sunlight Financial Holdings Inc. (the "Company"). Co-Invest B received Class A Common Stock in Spartan in exchange for its interests in Sunlight.
- [F2]Tiger Infrastructure Partners Sunlight Feeder LP ("Fund I Sunlight Holdco") received these Private Units pursuant to the Business Combination Agreement. Each Private Unit consists of a Class EX Unit issued by Sunlight, together with one share of Class C Common Stock issued by the Company. Each Private Unit is exchangeable, subject to certain conditions, for either one share of Class A Common Stock, or at Sunlight's election, an amount of cash equivalent to the market value of one share of Class A Common Stock, pursuant to and in accordance with the terms of the Fifth Amended and Restated Limited Liability Company Agreement of Sunlight. The Class C Common Stock will vote together with the Class A Common Stock as a single class, but will have no economic rights. These exchange rights do not expire.
- [F3]Tiger Infrastructure Partners LP (the "US Advisor") is the investment manager of Tiger Infrastructure Partners AIV I LP ("Fund I AIV") and Co-Invest B. Fund I Sunlight Holdco is a wholly-owned subsidiary of Fund I AIV. The US Advisor is managed by its general partner Emil Henry III LLC ("EH III"); EH III is managed by its sole managing member, Henry Tiger Holdings LLC ("HTH"); HTH is managed by its sole managing member, Emil Henry LLC ("EH LLC"). Emil W. Henry, Jr. is the sole managing member of EH LLC.
Documents
Issuer
Sunlight Financial Holdings Inc.
CIK 0001821850
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0000936940
Filing Metadata
- Form type
- 4
- Filed
- Jul 12, 8:00 PM ET
- Accepted
- Jul 13, 5:09 PM ET
- Size
- 10.2 KB