ALERUS FINANCIAL CORP·5

Mar 16, 1:59 PM ET

Lemke Kevin D 5

5 · ALERUS FINANCIAL CORP · Filed Mar 16, 2021

Insider Transaction Report

Form 5
Period: 2020-12-31
Transactions
  • Gift

    Common Stock

    2019-09-1720075,459 total
  • Will/Inheritance

    Common Stock

    2020-11-24+2,64379,416 total
  • Gift

    Common Stock

    2019-09-1980074,659 total
Holdings
  • Common Stock

    (indirect: By Trust)
    19,000
Footnotes (5)
  • [F1]Indicates the total number of shares of common stock owned directly by Mr. Lemke as of September 17, 2019.
  • [F2]Indicates the total number of shares of common stock owned directly by Mr. Lemke as of September 19, 2019.
  • [F3]Indicates the total number of shares of common stock owned directly by Mr. Lemke as of December 31, 2020.
  • [F4]Mr. Lemke filed a Form 4 on June 1, 2020 reporting the acquisition of 2,144 shares of common stock acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan. The number of shares of common stock that were actually acquired was 2,114 shares, which was noted in the footnote to column 4 of the Form 4.
  • [F5]19,000 shares of common stock are held by Mr. Lemke as trustee of the Doreen D. Lemke Testamentary Family Trust. Mr. Lemke possesses sole voting and investment power with respect to these shares.

Documents

1 file
  • 5
    tm219827-2_5seq1.xmlPrimary

    OWNERSHIP DOCUMENT