Home/Filings/4/0001104659-21-033293
4//SEC Filing

HARTFIEL RICK 4

Accession 0001104659-21-033293

CIK 0001839412other

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 4:28 PM ET

Size

7.2 KB

Accession

0001104659-21-033293

Insider Transaction Report

Form 4
Period: 2021-03-05
HARTFIEL RICK
Co-President
Transactions
  • Purchase

    Warrants to purchase Common Stock

    2021-03-05+2,7832,783 total
    Exercise: $11.50Common Stock (2,783 underlying)
  • Purchase

    Common Stock

    2021-03-05$10.00/sh+11,132$111,32089,577 total
Footnotes (3)
  • [F1]The reporting person acquired units, consisting of shares and warrants.
  • [F2]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  • [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Issuer

Roth CH Acquisition III Co

CIK 0001839412

Entity typeother

Related Parties

1
  • filerCIK 0001810072

Filing Metadata

Form type
4
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 4:28 PM ET
Size
7.2 KB