4//SEC Filing
Gurewitz Aaron 4
Accession 0001104659-21-033276
CIK 0001839412other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 4:21 PM ET
Size
7.8 KB
Accession
0001104659-21-033276
Insider Transaction Report
Form 4
Gurewitz Aaron
Co-President
Transactions
- Purchase
Warrants to purchase Common Stock
2021-03-05+3,714→ 3,714 total(indirect: See Footnote)Exercise: $11.50→ Common Stock (3,714 underlying) - Purchase
Common Stock
2021-03-05$10.00/sh+14,857$148,570→ 119,540 total(indirect: See Footnote)
Footnotes (5)
- [F1]The reporting person acquired units, consisting of shares and warrants.
- [F2]Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.
- [F3]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- [F4]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
- [F5]Consists of warrants owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.
Documents
Issuer
Roth CH Acquisition III Co
CIK 0001839412
Entity typeother
Related Parties
1- filerCIK 0001810223
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 4:21 PM ET
- Size
- 7.8 KB