4//SEC Filing
Harris Brian 4
Accession 0001104659-21-003879
CIK 0001577670other
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 4:31 PM ET
Size
10.9 KB
Accession
0001104659-21-003879
Insider Transaction Report
Form 4
Harris Brian
DirectorChief Executive Officer
Transactions
- Sale
Class A Common Stock
2021-01-12$10.00/sh−84,270$842,700→ 649,430 total - Sale
Class A Common Stock
2021-01-13$10.00/sh−19,355$193,550→ 630,075 total - Sale
Class A Common Stock
2021-01-11$10.00/sh−3,108$31,083→ 733,700 total
Holdings
- 400,540(indirect: By Harris Investment Associates, L.P.)
Class A Common Stock
- 4,793,623(indirect: See Footnote)
Class A Common Stock
- 1,020,084(indirect: By Harris Investment Associates II, L.P.)
Class A Common Stock
Footnotes (4)
- [F1]The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.01, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F4]Shares held directly by the Betsy A. Harris 2012 Family Trust, of which Mr. Harris is the trustee.
Documents
Issuer
Ladder Capital Corp
CIK 0001577670
Entity typeother
Related Parties
1- filerCIK 0001473358
Filing Metadata
- Form type
- 4
- Filed
- Jan 12, 7:00 PM ET
- Accepted
- Jan 13, 4:31 PM ET
- Size
- 10.9 KB