AWARE INC /MA/·4

Jan 4, 6:54 PM ET

Mungovan Robert M 4

4 · AWARE INC /MA/ · Filed Jan 4, 2021

Insider Transaction Report

Form 4
Period: 2020-12-31
Mungovan Robert M
Chief Commercial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2020-12-31+12,500136,280 total
Holdings
  • Unrestricted Stock Award

    Exercise: $0.00Common Stock (30,000 underlying)
    30,000
  • Stock Option (right to buy)

    Exercise: $4.50Exp: 2029-10-01Common Stock (25,000 underlying)
    25,000
Footnotes (2)
  • [F1]Unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
  • [F2]Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023.

Documents

1 file
  • 4
    tm211536d5_4.xmlPrimary

    OWNERSHIP DOCUMENT