3//SEC Filing
Cohen & Company, LLC 3
Accession 0001104659-20-130167
CIK 0001821595other
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 9:22 PM ET
Size
9.2 KB
Accession
0001104659-20-130167
Insider Transaction Report
Form 3
Cohen & Company, LLC
10% Owner
Holdings
- (indirect: By LLC)
Class B Common Stock, par value $0.0001 per share
→ Class A Common Stock (5,031,250 underlying) - (indirect: By LLC)
Warrants
Exercise: $11.50→ Class A Common Stock (2,750,000 underlying) - 1,650,000(indirect: By LLC)
Units
- 1,650,000(indirect: By managed account)
Units
Footnotes (7)
- [F1]Each Unit consists of one share of Class A Common Stock and one-half of one redeemable warrant.
- [F2]These shares are held directly by an account managed by Cohen & Company Financial Management, LLC, a subsidiary of the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
- [F3]The shares of Class B Common Stock will automatically convert into shares of Class A Common Stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents, and have no expiration date.
- [F4]The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
- [F5]The shares of Class B common stock include up to 656,250 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option.
- [F6]The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.
- [F7]The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding shares of Class A Common Stock or the issuer's liquidation.
Documents
Issuer
10X Capital Venture Acquisition Corp
CIK 0001821595
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001510279
Filing Metadata
- Form type
- 3
- Filed
- Nov 26, 7:00 PM ET
- Accepted
- Nov 27, 9:22 PM ET
- Size
- 9.2 KB