4//SEC Filing
FiveT Capital Holding AG 4
Accession 0001104659-20-126475
CIK 0001093691other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 7:04 PM ET
Size
7.9 KB
Accession
0001104659-20-126475
Insider Transaction Report
Form 4
PLUG POWER INCPLUG
FiveT Capital Holdings AG
Director
Transactions
- Sale
Common Stock
2020-11-13$22.93/sh−1,221,123$28,003,525→ 693,911 total - Sale
Common Stock
2020-11-13$23.42/sh−693,911$16,253,824→ 0 total
Footnotes (3)
- [F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.25 to $23.24. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]The shares are held by FiveT Capital Holding AG ("FiveT Capital Holding"). Johannes Minho Roth is the Managing Director of FiveT Capital Holding and has equity interests in FiveT Capital Holding. Mr. Roth is a member of the Board of Directors of the Issuer. Mr. Roth disclaims beneficial ownership of the shares directly held by FiveT Capital Holding, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Roth is the beneficial owner of any of such shares.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $23.87. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
PLUG POWER INC
CIK 0001093691
Entity typeother
IncorporatedSwitzerland
Related Parties
1- filerCIK 0001697007
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 7:04 PM ET
- Size
- 7.9 KB