4/A//SEC Filing
CRAIG-HALLUM CAPITAL GROUP LLC 4/A
Accession 0001104659-20-067163
CIK 0001796303other
Filed
May 27, 8:00 PM ET
Accepted
May 28, 5:28 PM ET
Size
7.5 KB
Accession
0001104659-20-067163
Insider Transaction Report
Form 4/AAmended
CRAIG-HALLUM CAPITAL GROUP LLC
10% Owner
Transactions
- Purchase
Warrants to purchase Common Stock
2020-05-07+29,116→ 29,116 totalExercise: $11.50→ Common Stock (29,116 underlying) - Purchase
Common Stock
2020-05-07$10.00/sh+38,822$388,220→ 360,368 total
Footnotes (3)
- [F1]The reporting person acquired units, consisting of shares and warrants.
- [F2]The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
- [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Documents
Issuer
Roth CH Acquisition I Co
CIK 0001796303
Entity typeother
IncorporatedMN
Related Parties
1- filerCIK 0001175408
Filing Metadata
- Form type
- 4/A
- Filed
- May 27, 8:00 PM ET
- Accepted
- May 28, 5:28 PM ET
- Size
- 7.5 KB