4/A//SEC Filing
ROTH CAPITAL PARTNERS, LLC 4/A
Accession 0001104659-20-067162
CIK 0001796303other
Filed
May 27, 8:00 PM ET
Accepted
May 28, 5:27 PM ET
Size
8.0 KB
Accession
0001104659-20-067162
Insider Transaction Report
Form 4/AAmended
ROTH CAPITAL PARTNERS, LLC
10% Owner
Transactions
- Purchase
Warrants to purchase Common Stock
2020-05-07+47,100→ 47,100 totalExercise: $11.50→ Common Stock (47,100 underlying) - Purchase
Common Stock
2020-05-07$10.00/sh+62,800$628,000→ 473,513 total
Footnotes (3)
- [F1]The reporting person acquired units, consisting of shares and warrants.
- [F2]The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
- [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Documents
Issuer
Roth CH Acquisition I Co
CIK 0001796303
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0000748532
Filing Metadata
- Form type
- 4/A
- Filed
- May 27, 8:00 PM ET
- Accepted
- May 28, 5:27 PM ET
- Size
- 8.0 KB