Home/Filings/4/0001104659-20-059710
4//SEC Filing

ROTH CAPITAL PARTNERS, LLC 4

Accession 0001104659-20-059710

CIK 0001796303other

Filed

May 10, 8:00 PM ET

Accepted

May 11, 5:56 PM ET

Size

7.9 KB

Accession

0001104659-20-059710

Insider Transaction Report

Form 4
Period: 2020-05-07
Transactions
  • Purchase

    Common Stock

    2020-05-07$10.00/sh+52,924$529,240419,391 total
  • Purchase

    Warrants to purchase Common Stock

    2020-05-07+39,69339,693 total
    Exercise: $11.50Common Stock (39,693 underlying)
Footnotes (3)
  • [F1]The reporting person acquired units, consisting of shares and warrants.
  • [F2]The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
  • [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Issuer

Roth CH Acquisition I Co

CIK 0001796303

Entity typeother
IncorporatedCA

Related Parties

1
  • filerCIK 0000748532

Filing Metadata

Form type
4
Filed
May 10, 8:00 PM ET
Accepted
May 11, 5:56 PM ET
Size
7.9 KB