4//SEC Filing
HARTFIEL RICK 4
Accession 0001104659-20-059696
CIK 0001796303other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 5:39 PM ET
Size
7.3 KB
Accession
0001104659-20-059696
Insider Transaction Report
Form 4
HARTFIEL RICK
Co-President
Transactions
- Purchase
Warrants to purchase Common Stock
2020-05-07+7,500→ 7,500 totalExercise: $11.50→ Common Stock (7,500 underlying) - Purchase
Common Stock
2020-05-07$10.00/sh+10,000$100,000→ 85,658 total
Footnotes (3)
- [F1]The reporting person acquired units, consisting of shares and warrants.
- [F2]The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
- [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Documents
Issuer
Roth CH Acquisition I Co
CIK 0001796303
Entity typeother
Related Parties
1- filerCIK 0001810072
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 5:39 PM ET
- Size
- 7.3 KB