4//SEC Filing
Oaktree Optical Holdings, L.P. 4
Accession 0001104659-20-035540
CIK 0001138639other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 9:48 PM ET
Size
23.4 KB
Accession
0001104659-20-035540
Insider Transaction Report
Form 4
INFINERA CorpINFN
Oaktree Optical Holdings, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2020-03-16$3.95/sh+1,200,000$4,740,000→ 22,175,384 total - Purchase
Common Stock
2020-03-17$4.19/sh+589,114$2,468,388→ 22,764,498 total - Purchase
Common Stock
2020-03-18$4.31/sh+1,410,886$6,080,919→ 24,175,384 total
Footnotes (6)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.83 to $3.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (5) and (6) to this Form 4.
- [F2]Oaktree Optical Holdings, L.P. ("Optical") directly owns the Common Stock reported herein. This Form 4 is also being filed by (i) Oaktree Fund GP, LLC ("Fund GP") in its capacity as general partner of Optical; (ii) Oaktree Fund GP I, L.P. ("GP I") in its capacity as managing member of Fund GP; (iii) Oaktree Capital I, L.P. ("Capital I") in its capacity as the general partner of GP I; (iv) OCM Holdings I, LLC ("Holdings I") in its capacity as the general partner of Capital I; (v) Oaktree Holdings, LLC ("Holdings LLC") in its capacity as the managing member of Holdings I;.
- [F3](cont'd from footnote 1) (vi) Oaktree Capital Group, LLC ("OCG") in its capacity as the managing member of Holdings LLC; and (vii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP") in its capacity as the duly appointed manager of OCG (each a "Reporting Person" and, collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of all securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities reported herein.
- [F4]OCGH GP is a limited liability company managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the securities held directly by Optical. Each OCGH GP Member expressly disclaims beneficial ownership of the securities held directly by Optical, except to the extent of his respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities reported herein.
- [F5]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.86 to $4.25, inclusive.
- [F6]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.12 to $4.39, inclusive.
Documents
Issuer
INFINERA Corp
CIK 0001138639
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001755632
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 9:48 PM ET
- Size
- 23.4 KB