4//SEC Filing
Hoberman Kenneth 4
Accession 0001104659-20-033491
CIK 0001264587other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 9:31 PM ET
Size
8.8 KB
Accession
0001104659-20-033491
Insider Transaction Report
Form 4
Hoberman Kenneth
Chief Operating Officer
Transactions
- Sale
Common Stock
2020-03-09$5.08/sh−9,487$48,194→ 788,468 total - Sale
Common Stock
2020-03-10$4.91/sh−16,704$82,017→ 771,764 total
Footnotes (6)
- [F1]In connection with the vesting of 17,576 shares on March 8, 2020, a total of 9,487 of such shares were sold by the Company on March 9, 2020 in order to satisfy the reporting person's tax withholding obligations. The reporting person had no discretion with respect to such sale, which was conducted automatically in accordance with the Issuer's corporate policies.
- [F2]Reflects the weighted average sale price. The range of prices for the shares sold on March 9, 2020 was $5.00 to $5.22. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The reporting person had no discretion with respect to such sale, which was conducted automatically in accordance with the issuer's corporate policies.
- [F3]Of the listed shares, 406,152 shares are restricted stock.
- [F4]In connection with the vesting of 32,867 shares on March 9, 2020, a total of 16,704 of such shares were sold by the Company on March 10, 2020 in order to satisfy the reporting person's tax withholding obligations. The reporting person had no discretion with respect to such sale, which was conducted automatically in accordance with the Issuer's corporate policies.
- [F5]Reflects the weighted average sale price. The range of prices for the shares sold on March 10, 2020 was $4.67 to $5.03. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The reporting person had no discretion with respect to such sale, which was conducted automatically in accordance with the issuer's corporate policies.
- [F6]Of the listed shares, 373,285 shares are restricted stock.
Documents
Issuer
STEMLINE THERAPEUTICS INC
CIK 0001264587
Entity typeother
Related Parties
1- filerCIK 0001573722
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 9:31 PM ET
- Size
- 8.8 KB