3//SEC Filing
5AM Ventures IV, L.P. 3
Accession 0001104659-19-052741
CIK 0001781983other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 7:31 PM ET
Size
17.3 KB
Accession
0001104659-19-052741
Insider Transaction Report
Form 3
5AM Ventures IV, L.P.
10% Owner
Holdings
- (indirect: See footnotes)
Series C Convertible Preferred Stock
→ Common Stock (492,475 underlying) - 12,163(indirect: See footnote)
Common Stock
- 507(indirect: See footnote)
Common Stock
- (indirect: See footnotes)
Series B Convertible Preferred Stock
→ Common Stock (1,913,910 underlying) - (indirect: See footnotes)
Series B Convertible Preferred Stock
→ Common Stock (79,746 underlying) - (indirect: See footnotes)
Series C Convertible Preferred Stock
→ Common Stock (20,519 underlying)
Footnotes (4)
- [F1]These shares of Series B Convertible Preferred Stock and Series C Convertible Preferred Stock (collectively, "Preferred Stock") will automatically be converted into shares of the Issuer's Common Stock ("Common Stock"), on a 1-for-1 basis, immediately prior to the completion of the Issuer's initial public offering. The Preferred Stock has no expiration date.
- [F2]Shares are held directly by 5AM Ventures IV, L.P.
- [F3]Shares are held directly by 5AM Co-Investors IV, L.P.
- [F4]5AM Partners IV, LLC is the sole general partner of each of 5AM Ventures IV, L.P. and 5AM Co-Investors IV, L.P. (collectively, the "5AM Funds"). Dr. John D. Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are managing members of 5AM Partners IV, LLC and may be deemed to have shared voting and investment power over the shares beneficially owned by the 5AM Funds. Each of 5AM Partners IV, LLC, Dr. Diekman, Mr. Schwab and Dr. Rocklage disclaims beneficial ownership of the shares of Common Stock and Preferred Stock held directly by the 5AM Funds, except to the extent of its or his pecuniary interest therein.
Documents
Issuer
Aprea Therapeutics, Inc.
CIK 0001781983
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001589315
Filing Metadata
- Form type
- 3
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 7:31 PM ET
- Size
- 17.3 KB