Home/Filings/3/0001104659-19-022010
3//SEC Filing

Forbion Capital Fund II Cooperatief U.A. 3

Accession 0001104659-19-022010

CIK 0001760542other

Filed

Apr 16, 8:00 PM ET

Accepted

Apr 17, 5:23 PM ET

Size

8.4 KB

Accession

0001104659-19-022010

Insider Transaction Report

Form 3
Period: 2019-04-17
Holdings
  • Series B Preferred Stock

    (indirect: See Footnote)
    Common Stock (1,146,118 underlying)
  • Common Stock

    (indirect: See Footnote)
    9,314
  • Series C Preferred Stock

    (indirect: See Footnote)
    Common Stock (597,497 underlying)
  • Series A Preferred Stock

    (indirect: See Footnote)
    Common Stock (687,673 underlying)
Footnotes (2)
  • [F1]The securities are held directly by Forbion Capital Fund II Cooperatief U.A ("Forbion Coop"). Forbion II Management B.V. ("Forbion Management") is the director of Forbion Coop and may be deemed to have voting, investment and dispositive power with respect to the shares held by Forbion Coop. Forbion Management disclaims Section 16 beneficial ownership of the shares held by Forbion Coop, except to the extent, if any, of its pecuniary interest therein.
  • [F2]The preferred stock is convertible into the Issuer's common stock on a one-for-one basis at the holder's election and has no expiration date. The preferred stock will automatically convert into common stock upon the closing of the Issuer's initial public offering.

Documents

1 file

Issuer

HOOKIPA Pharma Inc.

CIK 0001760542

Entity typeother

Related Parties

1
  • filerCIK 0001767829

Filing Metadata

Form type
3
Filed
Apr 16, 8:00 PM ET
Accepted
Apr 17, 5:23 PM ET
Size
8.4 KB