4//SEC Filing
HealthCare Ventures IX, L.P. 4
Accession 0001104659-19-005835
CIK 0001509745other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 4:19 PM ET
Size
11.5 KB
Accession
0001104659-19-005835
Insider Transaction Report
Form 4
HealthCare Ventures IX, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2019-02-05$1.75/sh+571,428$999,999→ 4,144,804 total - Purchase
Warrant (Right to Buy)
2019-02-05+571,428→ 571,428 totalExercise: $1.95From: 2019-02-05Exp: 2026-02-05→ Common Stock, $0.001 par value per share (571,428 underlying)
Footnotes (2)
- [F1]The shares are owned directly by HealthCare Ventures IX, L.P. Christopher K. Mirabelli, Douglas E. Onsi and Augustine Lawlor (collectively, the "HCVIX Directors") are the Managing Directors of HealthCare Partners IX, LLC ("HCPIX LLC"), which is the General Partner of HealthCare Partners IX, L.P. ("HCPIX"), which is the General Partner of HealthCare Ventures IX, L.P. Each of the HCVIX Directors, HCPIX LLC and HCPIX indirectly beneficially own and share voting and dispositive power with respect to all of the securities owned by HealthCare Ventures IX, L.P. and each disclaims beneficial ownership of these shares except to the extent of his or its proportionate pecuniary interest in these securities.
- [F2]The reported securities were included with the 571,428 shares of common stock purchased by the reporting persons for $1.75 per share. Each such purchased share of common stock was issued with a warrant to purchase one share of common stock.
Documents
Issuer
LEAP THERAPEUTICS, INC.
CIK 0001509745
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001490245
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 4:19 PM ET
- Size
- 11.5 KB