4//SEC Filing
SCHAEPE CHRISTOPHER J 4
Accession 0001104659-18-067390
CIK 0001372414other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 4:03 PM ET
Size
13.6 KB
Accession
0001104659-18-067390
Insider Transaction Report
Form 4
SCHAEPE CHRISTOPHER J
Director10% Owner
Transactions
- Other
Common Stock
2018-11-07−130,679→ 0 total(indirect: By Lightspeed General Partner VII, L.P.) - Other
Common Stock
2018-11-07+130,679→ 130,679 total(indirect: By Lightspeed General Partner VII, L.P.) - Other
Common Stock
2018-11-07−628,270→ 2,513,087 total(indirect: By Lightspeed Venture Partners VII, L.P.) - Other
Common Stock
2018-11-07+19,146→ 148,219 total(indirect: By Trust)
Holdings
- 124,195
Common Stock
- 10,192(indirect: By Lightspeed Venture Partners VIII, L.P.)
Common Stock
Footnotes (8)
- [F1]Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
- [F2]Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- [F3]The shares are held of record by Lightspeed VII.
- [F4]The shares are held of record by LGP VII.
- [F5]Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
- [F6]The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
- [F7]Includes 30,352 restricted stock units (RSUs), each of which represents the right to receive, following vesting, one share of Common Stock of Aerohive Networks. 100% of the RSUs shall vest on the earlier of (a) the one-year anniversary of the grant date, (b) the date immediately preceding the Aerohive Networks 2019 Annual Meeting of Stockholders, subject to the Participant continuing through such date to be a Service Provider, or (c) upon a Change in Control (as that term is defined in the Company's 2014 Equity Incentive Plan).
- [F8]Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
Documents
Issuer
AEROHIVE NETWORKS, INC
CIK 0001372414
Entity typeother
Related Parties
1- filerCIK 0001185068
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 4:03 PM ET
- Size
- 13.6 KB