3//SEC Filing
5AM VENTURES III, L.P. 3
Accession 0001104659-18-058819
CIK 0001655759other
Filed
Sep 25, 8:00 PM ET
Accepted
Sep 26, 7:54 PM ET
Size
19.1 KB
Accession
0001104659-18-058819
Insider Transaction Report
Form 3
5AM VENTURES III, L.P.
10% Owner
Holdings
- (indirect: See Footnote)
Series A Preferred Stock
→ Common Stock (2,862,649 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Common Stock (73,777 underlying) - (indirect: See Footnote)
Series B Preferred Stock
→ Common Stock (1,338,679 underlying) - (indirect: See Footnote)
Series B Preferred Stock
→ Common Stock (34,500 underlying) - (indirect: See Footnote)
Series C Preferred Stock
→ Common Stock (662,864 underlying) - (indirect: See Footnote)
Series C Preferred Stock
→ Common Stock (17,083 underlying)
Footnotes (4)
- [F1]The Series A Preferred Stock, the Series B Preferred Stock and the Series C Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- [F2]9,303,611 shares of Series A Preferred Stock, 4,350,709 shares of Series B Preferred Stock and 2,154,311 shares of Series C Preferred Stock are held by 5AM Ventures III, L.P. ("Ventures III").
- [F3]239,776 shares of Series A Preferred Stock, 112,128 shares of Series B Preferred Stock and 55,522 shares of Series C Preferred Stock are held by 5AM Co-Investors III, L.P. ("Co-Investors III").
- [F4]5AM Partners III, LLC ("Partners III") is the sole general partner of Ventures III and Co-Investors III. Dr. John D. Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners III, and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures III and Co-Investors III. Each of Partners III, Dr. Diekman, Mr. Schwab and Dr. Rocklage disclaim beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.
Documents
Issuer
ARVINAS HOLDING COMPANY, LLC
CIK 0001655759
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001456890
Filing Metadata
- Form type
- 3
- Filed
- Sep 25, 8:00 PM ET
- Accepted
- Sep 26, 7:54 PM ET
- Size
- 19.1 KB