4//SEC Filing
1118 Ltd 4
Accession 0001104659-18-050552
CIK 0001330436other
Filed
Aug 7, 8:00 PM ET
Accepted
Aug 8, 5:02 PM ET
Size
24.6 KB
Accession
0001104659-18-050552
Insider Transaction Report
Form 4
1118 Ltd
10% Owner
Transactions
- Conversion
Common stock
2018-07-30+100,713→ 100,713 total - Conversion
Series D Preferred
2018-07-30−1,694,738→ 0 total→ Common Stock (100,713 underlying)
Bathurst Enterprises Ltd
10% Owner
Transactions
- Conversion
Series D Preferred
2018-07-30−1,694,738→ 0 total→ Common Stock (100,713 underlying) - Conversion
Common stock
2018-07-30+100,713→ 100,713 total
Footnotes (3)
- [F1]All shares of Series D Preferred Stock, par value $0.001 per share, have no expiration date and automatically converted into the Issuer's common stock on approximately a 0.0594-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
- [F2]These securities are held of record by the 1118 Limited ("1118"). Bathurst Enterprises Limited ("Bathurst") is the investment manager of 1118. By virtue of such relationship, each reporting person may be deemed to have beneficial ownership over such securities.
- [F3]This report on Form 4 is jointly filed by the 1118 and Bathurst. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.
Documents
Issuer
Liquidia Technologies Inc
CIK 0001330436
Entity typeother
IncorporatedVirgin Islands, British
Related Parties
1- filerCIK 0001749194
Filing Metadata
- Form type
- 4
- Filed
- Aug 7, 8:00 PM ET
- Accepted
- Aug 8, 5:02 PM ET
- Size
- 24.6 KB