3//SEC Filing
Medical Mutual Holdings, Inc. 3
Accession 0001104659-18-047099
CIK 0001330436other
Filed
Jul 24, 8:00 PM ET
Accepted
Jul 25, 8:49 PM ET
Size
6.4 KB
Accession
0001104659-18-047099
Insider Transaction Report
Form 3
Medical Mutual Holdings, Inc.
10% Owner
Holdings
- (indirect: See Footnote)
Series D Preferred Stock
→ Common Stock (160,445 underlying) - (indirect: See Footnote)
Warrant to purchase Series D Preferred Stock
Exercise: $0.01From: 2017-01-12Exp: 2026-12-31→ Series D Preferred Stock (27,945 underlying)
Footnotes (3)
- [F1]All shares of Series D Preferred Stock, par value $0.001 per share (the "Series D Preferred Stock"), have no expiration date and will automatically convert into the Issuer's common stock on approximately a 0.0594-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
- [F2]Following the automatic conversion of the Series D Preferred Stock, the Warrant to purchase Series D Preferred Stock will be exercisable into 27,945 shares of the Issuer's common stock at an exercise price of $0.01 per share.
- [F3]These securities are held of record by MMIC Investment Holdings ("MMIC"). Medical Mutual Holdings, Inc. is the sole shareholder of MMIC and has exclusive voting and dispositive power over the securities.
Documents
Issuer
Liquidia Technologies Inc
CIK 0001330436
Entity typeother
IncorporatedNC
Related Parties
1- filerCIK 0001732202
Filing Metadata
- Form type
- 3
- Filed
- Jul 24, 8:00 PM ET
- Accepted
- Jul 25, 8:49 PM ET
- Size
- 6.4 KB