Gellman David S 4/A

Accession 0001104659-18-046578

CIK 0001606163other

View on SEC.gov Company Profile

Filed

Jul 22, 8:00 PM ET

Accepted

Jul 23, 6:12 PM ET

Size

23.5 KB

Accession

0001104659-18-046578

Insider Transaction Report

Form 4/AAmended

Period: 2018-01-31

Limbach Holdings, Inc.LMB

Gellman David S

Director10% Owner

Transactions

Other
Warrant to Purchase Common Stock
2018-01-31+1,844→ 1,844 total
Exercise: $12.50From: 2016-08-19Exp: 2023-08-19→ Common Stock (1,844 underlying)
Other
Warrant to Purchase Common Stock
2018-01-31+2,768→ 2,768 total
Exercise: $11.50From: 2016-08-19Exp: 2021-08-19→ Common Stock (2,768 underlying)
Other
Warrant to Purchase Common Stock
2018-01-31+15,504→ 15,504 total(indirect: See Footnotes)
Exercise: $12.50From: 2016-08-19Exp: 2023-08-19→ Common Stock (15,504 underlying)
Other
Common Stock
2018-01-31+40,035→ 40,035 total(indirect: See Footnotes)
Other
Common Stock
2018-01-31−1,356,355→ 0 total(indirect: See Footnote)
Other
Common Stock
2018-01-31+4,762→ 4,762 total
Other
Warrant to Purchase Common Stock
2018-01-31−525,322→ 0 total(indirect: See Footnote)
Exercise: $12.50From: 2016-08-19Exp: 2023-08-19→ Common Stock (525,322 underlying)
Other
Warrant to Purchase Common Stock
2018-01-31+23,260→ 23,260 total(indirect: See Footnotes)
Exercise: $11.50From: 2016-08-19Exp: 2021-08-19→ Common Stock (23,260 underlying)
Other
Warrant to Purchase Common Stock
2018-01-31−787,982→ 0 total(indirect: See Footnote)
Exercise: $11.50From: 2016-08-19Exp: 2021-08-19→ Common Stock (787,982 underlying)

Footnotes (5)

[F1]The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration.
[F2]Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC.
[F3]Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
[F4]The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
[F5]This amendment is being filed to reflect that, effective July 20, 2018, FdG Capital Associates has implemented certain information barrier procedures. Pursuant to these procedures, Mr. Gellman is required to, among other things, refrain from, directly or indirectly, participating in, recommending or supervising any decision to buy, sell or hold securities of the Issuer for, among others, FdG Capital Associates and refrain from disclosing to any person outside of the information barrier (including any other member of the board of managers of FdG Capital Associates, LLC) any confidential information concerning the Issuer.

Documents

1 file

4
a4a.xml
4/A

Issuer

Limbach Holdings, Inc.

CIK 0001606163

→

Entity typeother

Related Parties

filerCIK 0001333524

Filing Metadata

Form type: 4/A
Filed: Jul 22, 8:00 PM ET
Accepted: Jul 23, 6:12 PM ET
Size: 23.5 KB

View on SEC.gov