OAK INVESTMENT PARTNERS X LTD PARTNERSHIP 4
4 · NLIGHT, INC. · Filed Apr 30, 2018
Insider Transaction Report
Form 4
NLIGHT, INC.LASR
Transactions
- Conversion
Series C Preferred Stock
2018-04-30−1,389,868→ 0 total→ Common Stock (1,389,868 underlying) - Conversion
Series E Preferred Stock
2018-04-30−401,632→ 0 total→ Common Stock (401,632 underlying) - Conversion
Series F Preferred Stock
2018-04-30−1,652,087→ 0 total→ Common Stock (1,652,087 underlying) - Conversion
Series G Preferred Stock
2018-04-30−333,972→ 0 total→ Common Stock (333,972 underlying) - Conversion
Common Stock
2018-04-30+5,520,270→ 5,547,084 total - Conversion
Series D Preferred Stock
2018-04-30−1,742,711→ 0 total→ Common Stock (1,742,711 underlying)
Footnotes (12)
- [F1]The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F10]Consists of 328,696 shares held of record by Oak Investment Partners X, L.P., and 5,276 shares held of record by Oak X Affiliates Fund, L.P.
- [F11]Consists of 5,459,446 shares held of record by Oak Investment Partners X, L.P., and 87,638 shares held of record by Oak X Affiliates Fund, L.P.
- [F12]Oak Associates X, LLC, or Oak Associates X GP is the general partner of Oak Investment Partners X, LP. Oak X Affiliates, LLC, or Oak X Affiliates GP, is the general partner of Oak X Affiliates Fund, L.P., and the managing members of Oak Associates X GP and Oak X Affiliates GP are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont. These individuals may be deemed to have shared voting and investment power over the shares held by Oak Investment Partners X, L.P. and Oak X Affiliates Fund, L.P. Each of these individuals disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose.
- [F2]The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F3]The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F4]The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F5]The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F6]Consists of 1,367,908 shares held of record by Oak Investment Partners X, L.P., and 21,960 shares held of record by Oak X Affiliates Fund, L.P.
- [F7]Consists of 1,715,177 shares held of record by Oak Investment Partners X, L.P., and 27,534 shares held of record by Oak X Affiliates Fund, L.P.
- [F8]Consists of 395,287 shares held of record by Oak Investment Partners X, L.P., and 6,345 shares held of record by Oak X Affiliates Fund, L.P.
- [F9]Consists of 1,625,696 shares held of record by Oak Investment Partners X, L.P., and 26,101 shares held of record by Oak X Affiliates Fund, L.P.