4//SEC Filing
Easton Loren S. 4
Accession 0001104659-17-034632
CIK 0001062231other
Filed
May 22, 8:00 PM ET
Accepted
May 23, 5:02 PM ET
Size
108.5 KB
Accession
0001104659-17-034632
Insider Transaction Report
Form 4
AMERICAN SECURITIES LLC
10% Owner
Transactions
- Award
Common Stock
2017-05-04+7,513→ 7,513 total - Award
Common Stock
2017-05-04+7,513→ 7,513 total
Holdings
- 8,670
Common Stock
- 25,682,679
Common Stock
Transactions
- Award
Common Stock
2017-05-04+7,513→ 7,513 total - Award
Common Stock
2017-05-04+7,513→ 7,513 total
Holdings
- 8,670
Common Stock
- 25,682,679
Common Stock
Transactions
- Award
Common Stock
2017-05-04+7,513→ 7,513 total - Award
Common Stock
2017-05-04+7,513→ 7,513 total
Holdings
- 8,670
Common Stock
- 25,682,679
Common Stock
Transactions
- Award
Common Stock
2017-05-04+7,513→ 7,513 total - Award
Common Stock
2017-05-04+7,513→ 7,513 total
Holdings
- 25,682,679
Common Stock
- 8,670
Common Stock
ASP MD Investco LP
10% Owner
Transactions
- Award
Common Stock
2017-05-04+7,513→ 7,513 total - Award
Common Stock
2017-05-04+7,513→ 7,513 total
Holdings
- 8,670
Common Stock
- 25,682,679
Common Stock
Easton Loren S.
Director
Transactions
- Award
Common Stock
2017-05-04+7,513→ 7,513 total - Award
Common Stock
2017-05-04+7,513→ 7,513 total
Holdings
- 8,670
Common Stock
- 25,682,679
Common Stock
Transactions
- Award
Common Stock
2017-05-04+7,513→ 7,513 total - Award
Common Stock
2017-05-04+7,513→ 7,513 total
Holdings
- 25,682,679
Common Stock
- 8,670
Common Stock
Transactions
- Award
Common Stock
2017-05-04+7,513→ 7,513 total - Award
Common Stock
2017-05-04+7,513→ 7,513 total
Holdings
- 8,670
Common Stock
- 25,682,679
Common Stock
Penn Kevin S.
Director
Transactions
- Award
Common Stock
2017-05-04+7,513→ 7,513 total - Award
Common Stock
2017-05-04+7,513→ 7,513 total
Holdings
- 25,682,679
Common Stock
- 8,670
Common Stock
Footnotes (7)
- [F1]Shares directly owned by American Securities LLC ("ASL").
- [F2]Shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by ASL and each of: American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco, and American Securities Associates VI, LLC, the general partner of each Sponsor. ASL also provides investment advisory services to each Sponsor.
- [F3]Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]Represents the grant of restricted stock units from the Issuer that will be settled in the Issuer's common stock upon vesting, which generally is on the one-year anniversary of the date of grant.
- [F5]Kevin Penn is a managing director of ASL and a director of the Issuer. Pursuant to an arrangement between Mr. Penn and ASL, all director fees received by him from the Issuer are paid over to or held for the benefit of ASL.
- [F6]Loren Easton is a managing director of ASL and a director of the Issuer. Pursuant to an arrangement between Mr. Easton and ASL, all director fees received by him from the Issuer are paid over to or held for the benefit of ASL.
- [F7]Not applicable.
Documents
Issuer
AMERICAN AXLE & MANUFACTURING HOLDINGS INC
CIK 0001062231
Entity typeother
Related Parties
1- filerCIK 0001626074
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 5:02 PM ET
- Size
- 108.5 KB