4//SEC Filing
APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP 4
Accession 0001104659-17-001270
CIK 0001326200other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 6:43 PM ET
Size
309.5 KB
Accession
0001104659-17-001270
Insider Transaction Report
Form 4
Apollo Management Holdings GP, LLC
10% Owner
Transactions
- Conversion
Common Stock
2017-01-04+4,391,753→ 5,415,812 total(indirect: See footnote) - Conversion
Series A Convertible Preferred Stock
2017-01-04−4,391,753→ 0 total(indirect: See footnote)→ Common Stock (4,391,753 underlying)
Footnotes (2)
- [F1]At a special meeting of the shareholders held on January 4, 2017, the Issuer's shareholders approved the issuance of up to 27,061,856 shares of the Issuer's common stock upon the conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock"), which were purchased by the Reporting Person and certain other investors in certain private placement transactions. As a result of such shareholder approval, each share of Series A Preferred Stock held by the Reporting Person automatically and mandatorily converted into one share of the Issuer's common stock.
- [F2]See Exhibit 99.1.
Issuer
GENCO SHIPPING & TRADING LTD
CIK 0001326200
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001445269
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 6:43 PM ET
- Size
- 309.5 KB