4//SEC Filing
Hilltop Securities Holdings LLC 4
Accession 0001104659-15-000435
CIK 0000878520operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 9:20 PM ET
Size
5.7 KB
Accession
0001104659-15-000435
Insider Transaction Report
Form 4
Hilltop Holdings Inc.
10% Owner
Transactions
- Other
Common Stock
2015-01-01−10,171,039→ 0 total
Footnotes (1)
- [F1]As of the effective time of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, Hilltop Holdings Inc. ("Hilltop") and Peruna LLC, dated as of March 31, 2014 (the "Merger Agreement"), the Issuer merged with and into Hilltop Securities Holdings LLC (formerly Peruna LLC) ("Hilltop Securities"), with Hilltop Securities surviving the merger as a wholly owned subsidiary of Hilltop. Pursuant to the terms of the Merger Agreement, these shares were cancelled and Hilltop was not entitled to receive the merger consideration in respect of such shares.
Documents
Issuer
Hilltop Securities Holdings LLC
CIK 0000878520
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000878520
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 9:20 PM ET
- Size
- 5.7 KB