4//SEC Filing
Pattern Energy Group Holdings GP LLC 4
Accession 0001104659-15-000429
CIK 0001561660other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 9:02 PM ET
Size
20.8 KB
Accession
0001104659-15-000429
Insider Transaction Report
Form 4
R/C Renewable Energy GP II, L.L.C.
Director10% Owner
Transactions
- Other
Class B Common Stock
2014-03-28+15,407,808→ 15,407,808 total(indirect: See Footnotes)→ Class A Common Stock (15,407,808 underlying)
Footnotes (4)
- [F1]The Issuer's Class B common stock is convertible on a one-to-one basis into the Issuer's Class A common stock as of the later of December 31, 2014 or when the Issuer's South Kent wind project achieves commercial operations. On March 28, 2014, the South Kent project commenced commercial operations.
- [F2]The Reporting Persons acquired the shares of Class B common stock reported herein from the Issuer pursuant to a recapitalization immediately prior to the Issuer's initial public offering of Class A common stock, which offering closed on October 2, 2013.
- [F3]Held of record by Pattern Renewables LP. Pattern Renewables GP LLC is the general partner of Pattern Renewables LP. Pattern Energy Group LP is the sole member of Pattern Renewables GP LLC. Pattern Energy GP LLC is the general partner of Pattern Energy Group LP. Pattern Energy Group Holdings LP is the managing member of Pattern Energy GP LLC. Pattern Energy Group Holdings GP LLC is the general partner of Pattern Energy Group Holdings LP. R/C Wind II LP is the managing member of Pattern Energy Group Holdings GP LLC. Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. is the general partner of R/C Wind II LP. R/C Renewable Energy GP II, LLC is the managing member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
- [F4]R/C Renewable Energy GP II, LLC is managed by an eight-person investment committee. Pierre F. Lapeyre, Jr., David M. Leuschen, Ralph C. Alexander, Lord John Browne of Madingley, Michael B. Hoffman, Stephen J. Schaefer, Daniel A. D'Aniello and Edward J. Mathias, as the members of the investment committee of R/C Renewable Energy GP II, LLC, may be deemed to share beneficial ownership of the shares beneficially owned by R/C Wind II LP. Such individuals expressly disclaim any such beneficial ownership.
Documents
Issuer
Pattern Energy Group Inc.
CIK 0001561660
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001587507
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 9:02 PM ET
- Size
- 20.8 KB