Fidler Josh E 4
Accession 0001104659-13-030697
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 5:31 PM ET
Size
83.1 KB
Accession
0001104659-13-030697
Insider Transaction Report
- Conversion
Series B Preferred Stock
2013-04-17−832,948→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (832,948 underlying) - Conversion
Series B Preferred Stock
2013-04-17−55,151→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (55,151 underlying) - Conversion
Series C Preferred Stock
2013-04-17−42,257→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (42,257 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+808→ 808 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying) - Conversion
Series D Preferred Stock
2013-04-17−176,994→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (176,994 underlying) - Conversion
Series E Preferred Stock
2013-04-17−206,459→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (206,459 underlying) - Conversion
Series A-1 Preferred Stock
2013-04-17−88,144→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (88,144 underlying) - Conversion
Common Stock
2013-04-17+383,453→ 383,453 total(indirect: By Boulder Ventures V, L.P.) - Conversion
Series A-1 Preferred Stock
2013-04-17−1,352,925→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (1,352,925 underlying) - Conversion
Common Stock
2013-04-17+185,552→ 185,552 total(indirect: By Boulder Ventures IV, L.P.) - Conversion
Common Stock
2013-04-17+2,824,201→ 2,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (808 underlying) - Conversion
Series C Preferred Stock
2013-04-17−638,328→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (638,328 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−12,206→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (12,206 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+12,206→ 12,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,206 underlying)
- Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+808→ 808 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying) - Conversion
Common Stock
2013-04-17+2,824,201→ 2,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.) - Conversion
Series A-1 Preferred Stock
2013-04-17−88,144→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (88,144 underlying) - Conversion
Series B Preferred Stock
2013-04-17−55,151→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (55,151 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (808 underlying) - Conversion
Series E Preferred Stock
2013-04-17−206,459→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (206,459 underlying) - Conversion
Series A-1 Preferred Stock
2013-04-17−1,352,925→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (1,352,925 underlying) - Conversion
Series C Preferred Stock
2013-04-17−42,257→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (42,257 underlying) - Conversion
Series D Preferred Stock
2013-04-17−176,994→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (176,994 underlying) - Conversion
Common Stock
2013-04-17+185,552→ 185,552 total(indirect: By Boulder Ventures IV, L.P.) - Conversion
Common Stock
2013-04-17+383,453→ 383,453 total(indirect: By Boulder Ventures V, L.P.) - Conversion
Series C Preferred Stock
2013-04-17−638,328→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (638,328 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+12,206→ 12,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,206 underlying) - Conversion
Series B Preferred Stock
2013-04-17−832,948→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (832,948 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−12,206→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (12,206 underlying)
- Conversion
Common Stock
2013-04-17+383,453→ 383,453 total(indirect: By Boulder Ventures V, L.P.) - Conversion
Series A-1 Preferred Stock
2013-04-17−1,352,925→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (1,352,925 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−12,206→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (12,206 underlying) - Conversion
Series D Preferred Stock
2013-04-17−176,994→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (176,994 underlying) - Conversion
Common Stock
2013-04-17+2,824,201→ 2,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.) - Conversion
Series A-1 Preferred Stock
2013-04-17−88,144→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (88,144 underlying) - Conversion
Series B Preferred Stock
2013-04-17−55,151→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (55,151 underlying) - Conversion
Series C Preferred Stock
2013-04-17−42,257→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (42,257 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+808→ 808 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying) - Conversion
Series E Preferred Stock
2013-04-17−206,459→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (206,459 underlying) - Conversion
Common Stock
2013-04-17+185,552→ 185,552 total(indirect: By Boulder Ventures IV, L.P.) - Conversion
Series B Preferred Stock
2013-04-17−832,948→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (832,948 underlying) - Conversion
Series C Preferred Stock
2013-04-17−638,328→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (638,328 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (808 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+12,206→ 12,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,206 underlying)
- Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (808 underlying) - Conversion
Series E Preferred Stock
2013-04-17−206,459→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (206,459 underlying) - Conversion
Common Stock
2013-04-17+185,552→ 185,552 total(indirect: By Boulder Ventures IV, L.P.) - Conversion
Common Stock
2013-04-17+383,453→ 383,453 total(indirect: By Boulder Ventures V, L.P.) - Conversion
Series C Preferred Stock
2013-04-17−42,257→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (42,257 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+12,206→ 12,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,206 underlying) - Conversion
Series D Preferred Stock
2013-04-17−176,994→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (176,994 underlying) - Conversion
Common Stock
2013-04-17+2,824,201→ 2,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.) - Conversion
Series B Preferred Stock
2013-04-17−55,151→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (55,151 underlying) - Conversion
Series C Preferred Stock
2013-04-17−638,328→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (638,328 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−12,206→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (12,206 underlying) - Conversion
Series A-1 Preferred Stock
2013-04-17−88,144→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (88,144 underlying) - Conversion
Series A-1 Preferred Stock
2013-04-17−1,352,925→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (1,352,925 underlying) - Conversion
Series B Preferred Stock
2013-04-17−832,948→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (832,948 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+808→ 808 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying)
- Conversion
Common Stock
2013-04-17+185,552→ 185,552 total(indirect: By Boulder Ventures IV, L.P.) - Conversion
Common Stock
2013-04-17+2,824,201→ 2,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+808→ 808 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+12,206→ 12,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,206 underlying) - Conversion
Series E Preferred Stock
2013-04-17−206,459→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (206,459 underlying) - Conversion
Common Stock
2013-04-17+383,453→ 383,453 total(indirect: By Boulder Ventures V, L.P.) - Conversion
Series B Preferred Stock
2013-04-17−55,151→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (55,151 underlying) - Conversion
Series C Preferred Stock
2013-04-17−42,257→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (42,257 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−12,206→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (12,206 underlying) - Conversion
Series A-1 Preferred Stock
2013-04-17−1,352,925→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (1,352,925 underlying) - Conversion
Series B Preferred Stock
2013-04-17−832,948→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (832,948 underlying) - Conversion
Series C Preferred Stock
2013-04-17−638,328→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (638,328 underlying) - Conversion
Series D Preferred Stock
2013-04-17−176,994→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (176,994 underlying) - Conversion
Series A-1 Preferred Stock
2013-04-17−88,144→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (88,144 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (808 underlying)
- Conversion
Series A-1 Preferred Stock
2013-04-17−88,144→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (88,144 underlying) - Conversion
Series C Preferred Stock
2013-04-17−42,257→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (42,257 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (808 underlying) - Conversion
Series A-1 Preferred Stock
2013-04-17−1,352,925→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (1,352,925 underlying) - Conversion
Series B Preferred Stock
2013-04-17−55,151→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (55,151 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+12,206→ 12,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,206 underlying) - Conversion
Series C Preferred Stock
2013-04-17−638,328→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (638,328 underlying) - Conversion
Series D Preferred Stock
2013-04-17−176,994→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (176,994 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−12,206→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (12,206 underlying) - Conversion
Common Stock
2013-04-17+185,552→ 185,552 total(indirect: By Boulder Ventures IV, L.P.) - Conversion
Common Stock
2013-04-17+2,824,201→ 2,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.) - Conversion
Common Stock
2013-04-17+383,453→ 383,453 total(indirect: By Boulder Ventures V, L.P.) - Conversion
Series B Preferred Stock
2013-04-17−832,948→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (832,948 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+808→ 808 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying) - Conversion
Series E Preferred Stock
2013-04-17−206,459→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (206,459 underlying)
- Conversion
Common Stock
2013-04-17+185,552→ 185,552 total(indirect: By Boulder Ventures IV, L.P.) - Conversion
Common Stock
2013-04-17+2,824,201→ 2,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.) - Conversion
Common Stock
2013-04-17+383,453→ 383,453 total(indirect: By Boulder Ventures V, L.P.) - Conversion
Series C Preferred Stock
2013-04-17−638,328→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (638,328 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+808→ 808 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying) - Conversion
Series A-1 Preferred Stock
2013-04-17−88,144→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (88,144 underlying) - Conversion
Series A-1 Preferred Stock
2013-04-17−1,352,925→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (1,352,925 underlying) - Conversion
Series B Preferred Stock
2013-04-17−55,151→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (55,151 underlying) - Conversion
Series B Preferred Stock
2013-04-17−832,948→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (832,948 underlying) - Conversion
Series C Preferred Stock
2013-04-17−42,257→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (42,257 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (808 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−12,206→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (12,206 underlying) - Conversion
Series D Preferred Stock
2013-04-17−176,994→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (176,994 underlying) - Conversion
Series E Preferred Stock
2013-04-17−206,459→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (206,459 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+12,206→ 12,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,206 underlying)
- Conversion
Series A-1 Preferred Stock
2013-04-17−88,144→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (88,144 underlying) - Conversion
Common Stock
2013-04-17+2,824,201→ 2,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (808 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−12,206→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (12,206 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+12,206→ 12,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,206 underlying) - Conversion
Series E Preferred Stock
2013-04-17−206,459→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (206,459 underlying) - Conversion
Common Stock
2013-04-17+185,552→ 185,552 total(indirect: By Boulder Ventures IV, L.P.) - Conversion
Series A-1 Preferred Stock
2013-04-17−1,352,925→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (1,352,925 underlying) - Conversion
Series C Preferred Stock
2013-04-17−638,328→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (638,328 underlying) - Conversion
Series D Preferred Stock
2013-04-17−176,994→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (176,994 underlying) - Conversion
Series C Preferred Stock
2013-04-17−42,257→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (42,257 underlying) - Conversion
Series B Preferred Stock
2013-04-17−55,151→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (55,151 underlying) - Conversion
Series B Preferred Stock
2013-04-17−832,948→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (832,948 underlying) - Conversion
Common Stock
2013-04-17+383,453→ 383,453 total(indirect: By Boulder Ventures V, L.P.) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+808→ 808 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying)
- Conversion
Series D Preferred Stock
2013-04-17−176,994→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (176,994 underlying) - Conversion
Common Stock
2013-04-17+185,552→ 185,552 total(indirect: By Boulder Ventures IV, L.P.) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+808→ 808 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+12,206→ 12,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,206 underlying) - Conversion
Series B Preferred Stock
2013-04-17−55,151→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (55,151 underlying) - Conversion
Series B Preferred Stock
2013-04-17−832,948→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (832,948 underlying) - Conversion
Series C Preferred Stock
2013-04-17−638,328→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (638,328 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−12,206→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (12,206 underlying) - Conversion
Common Stock
2013-04-17+2,824,201→ 2,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.) - Conversion
Common Stock
2013-04-17+383,453→ 383,453 total(indirect: By Boulder Ventures V, L.P.) - Conversion
Series A-1 Preferred Stock
2013-04-17−88,144→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (88,144 underlying) - Conversion
Series A-1 Preferred Stock
2013-04-17−1,352,925→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (1,352,925 underlying) - Conversion
Series C Preferred Stock
2013-04-17−42,257→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (42,257 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (808 underlying) - Conversion
Series E Preferred Stock
2013-04-17−206,459→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (206,459 underlying)
- Conversion
Series B Preferred Stock
2013-04-17−55,151→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (55,151 underlying) - Conversion
Series B Preferred Stock
2013-04-17−832,948→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (832,948 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (808 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−12,206→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Series C Preferred Stock (12,206 underlying) - Conversion
Common Stock
2013-04-17+185,552→ 185,552 total(indirect: By Boulder Ventures IV, L.P.) - Conversion
Series A-1 Preferred Stock
2013-04-17−1,352,925→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (1,352,925 underlying) - Conversion
Series C Preferred Stock
2013-04-17−42,257→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (42,257 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+808→ 808 total(indirect: By Boulder Ventures IV, L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying) - Conversion
Series D Preferred Stock
2013-04-17−176,994→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (176,994 underlying) - Conversion
Series E Preferred Stock
2013-04-17−206,459→ 0 total(indirect: By Boulder Ventures V, L.P.)→ Common Stock (206,459 underlying) - Conversion
Common Stock
2013-04-17+383,453→ 383,453 total(indirect: By Boulder Ventures V, L.P.) - Conversion
Series C Preferred Stock
2013-04-17−638,328→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)→ Common Stock (638,328 underlying) - Conversion
Common Stock
2013-04-17+2,824,201→ 2,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.) - Conversion
Series A-1 Preferred Stock
2013-04-17−88,144→ 0 total(indirect: By Boulder Ventures IV, L.P.)→ Common Stock (88,144 underlying) - Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+12,206→ 12,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,206 underlying)
Footnotes (11)
- [F1]The total represents shares received upon conversion of shares of Series A-1, Series B and Series C Preferred Stock.
- [F10]Upon the closing of the initial public offering of the Issuer's Common Stock, each warrant to purchase shares of the Issuer's Series C Preferred Stock was automatically converted into a warrant to purchase an equal number of shares of the Issuer's Common Stock.
- [F11]Immediately exercisable.
- [F2]Each share of Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted on a 1-for-1 basis into shares of the Issuer's Common Stock immediately prior to the closing of the initial public offering of the Issuer's Common Stock.
- [F3]The securities are held of record by Boulder Ventures IV, L.P. ("Boulder Ventures IV").
- [F4]BV Partners IV, L.L.C. ("BV IV") is the General Partner of each of Boulder Ventures IV and BV Annex. BV IV may be deemed to indirectly beneficially own the securities owned by Boulder Ventures IV and BV Annex. Josh E. Fidler, Kyle Lefkoff, Lawrence M. Macks, Jonathan L. Perl and Peter A. Roshko are the Managing Members of BV IV and share voting and dispositive power over the securities held by Boulder Ventures IV and BV Annex. Each disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F5]The securities are held of record by Boulder Ventures IV (Annex), L.P. ("BV Annex").
- [F6]The total represents shares received upon conversion of shares of Series D and Series E Preferred Stock.
- [F7]The securities are held of record by Boulder Ventures V, L.P. ("Boulder Ventures V").
- [F8]BV Partners V, L.L.C. ("BV V") is the General Partner of Boulder Ventures V. BV V may be deemed to indirectly beneficially own the securities owned by Boulder Ventures V. Kyle Lefkoff, Jonathan L. Perl and Peter A. Roshko are the Managing Members of BV V and share voting and dispositive power over the securities held by Boulder Ventures V. Each disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F9]The shares had no expiration date.
Documents
Issuer
Rally Software Development Corp
CIK 0001313911
Related Parties
1- filerCIK 0001300594
Filing Metadata
- Form type
- 4
- Filed
- Apr 17, 8:00 PM ET
- Accepted
- Apr 18, 5:31 PM ET
- Size
- 83.1 KB