Home/Filings/4/0001104659-13-030697
4//SEC Filing

Fidler Josh E 4

Accession 0001104659-13-030697

CIK 0001313911other

Filed

Apr 17, 8:00 PM ET

Accepted

Apr 18, 5:31 PM ET

Size

83.1 KB

Accession

0001104659-13-030697

Insider Transaction Report

Form 4
Period: 2013-04-17
Transactions
  • Conversion

    Series B Preferred Stock

    2013-04-17832,9480 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (832,948 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-1755,1510 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (55,151 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-1742,2570 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (42,257 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+808808 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (808 underlying)
  • Conversion

    Series D Preferred Stock

    2013-04-17176,9940 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (176,994 underlying)
  • Conversion

    Series E Preferred Stock

    2013-04-17206,4590 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (206,459 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-1788,1440 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (88,144 underlying)
  • Conversion

    Common Stock

    2013-04-17+383,453383,453 total(indirect: By Boulder Ventures V, L.P.)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-171,352,9250 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (1,352,925 underlying)
  • Conversion

    Common Stock

    2013-04-17+185,552185,552 total(indirect: By Boulder Ventures IV, L.P.)
  • Conversion

    Common Stock

    2013-04-17+2,824,2012,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-178080 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (808 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-17638,3280 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (638,328 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-1712,2060 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (12,206 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+12,20612,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (12,206 underlying)
Transactions
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+808808 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (808 underlying)
  • Conversion

    Common Stock

    2013-04-17+2,824,2012,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-1788,1440 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (88,144 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-1755,1510 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (55,151 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-178080 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (808 underlying)
  • Conversion

    Series E Preferred Stock

    2013-04-17206,4590 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (206,459 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-171,352,9250 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (1,352,925 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-1742,2570 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (42,257 underlying)
  • Conversion

    Series D Preferred Stock

    2013-04-17176,9940 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (176,994 underlying)
  • Conversion

    Common Stock

    2013-04-17+185,552185,552 total(indirect: By Boulder Ventures IV, L.P.)
  • Conversion

    Common Stock

    2013-04-17+383,453383,453 total(indirect: By Boulder Ventures V, L.P.)
  • Conversion

    Series C Preferred Stock

    2013-04-17638,3280 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (638,328 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+12,20612,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (12,206 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-17832,9480 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (832,948 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-1712,2060 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (12,206 underlying)
Transactions
  • Conversion

    Common Stock

    2013-04-17+383,453383,453 total(indirect: By Boulder Ventures V, L.P.)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-171,352,9250 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (1,352,925 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-1712,2060 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (12,206 underlying)
  • Conversion

    Series D Preferred Stock

    2013-04-17176,9940 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (176,994 underlying)
  • Conversion

    Common Stock

    2013-04-17+2,824,2012,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-1788,1440 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (88,144 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-1755,1510 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (55,151 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-1742,2570 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (42,257 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+808808 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (808 underlying)
  • Conversion

    Series E Preferred Stock

    2013-04-17206,4590 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (206,459 underlying)
  • Conversion

    Common Stock

    2013-04-17+185,552185,552 total(indirect: By Boulder Ventures IV, L.P.)
  • Conversion

    Series B Preferred Stock

    2013-04-17832,9480 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (832,948 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-17638,3280 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (638,328 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-178080 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (808 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+12,20612,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (12,206 underlying)
Fidler Josh E
10% Owner
Transactions
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-178080 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (808 underlying)
  • Conversion

    Series E Preferred Stock

    2013-04-17206,4590 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (206,459 underlying)
  • Conversion

    Common Stock

    2013-04-17+185,552185,552 total(indirect: By Boulder Ventures IV, L.P.)
  • Conversion

    Common Stock

    2013-04-17+383,453383,453 total(indirect: By Boulder Ventures V, L.P.)
  • Conversion

    Series C Preferred Stock

    2013-04-1742,2570 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (42,257 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+12,20612,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (12,206 underlying)
  • Conversion

    Series D Preferred Stock

    2013-04-17176,9940 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (176,994 underlying)
  • Conversion

    Common Stock

    2013-04-17+2,824,2012,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Conversion

    Series B Preferred Stock

    2013-04-1755,1510 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (55,151 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-17638,3280 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (638,328 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-1712,2060 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (12,206 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-1788,1440 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (88,144 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-171,352,9250 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (1,352,925 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-17832,9480 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (832,948 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+808808 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (808 underlying)
LEFKOFF KYLE
10% Owner
Transactions
  • Conversion

    Common Stock

    2013-04-17+185,552185,552 total(indirect: By Boulder Ventures IV, L.P.)
  • Conversion

    Common Stock

    2013-04-17+2,824,2012,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+808808 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (808 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+12,20612,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (12,206 underlying)
  • Conversion

    Series E Preferred Stock

    2013-04-17206,4590 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (206,459 underlying)
  • Conversion

    Common Stock

    2013-04-17+383,453383,453 total(indirect: By Boulder Ventures V, L.P.)
  • Conversion

    Series B Preferred Stock

    2013-04-1755,1510 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (55,151 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-1742,2570 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (42,257 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-1712,2060 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (12,206 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-171,352,9250 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (1,352,925 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-17832,9480 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (832,948 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-17638,3280 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (638,328 underlying)
  • Conversion

    Series D Preferred Stock

    2013-04-17176,9940 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (176,994 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-1788,1440 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (88,144 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-178080 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (808 underlying)
Transactions
  • Conversion

    Series A-1 Preferred Stock

    2013-04-1788,1440 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (88,144 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-1742,2570 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (42,257 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-178080 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (808 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-171,352,9250 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (1,352,925 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-1755,1510 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (55,151 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+12,20612,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (12,206 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-17638,3280 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (638,328 underlying)
  • Conversion

    Series D Preferred Stock

    2013-04-17176,9940 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (176,994 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-1712,2060 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (12,206 underlying)
  • Conversion

    Common Stock

    2013-04-17+185,552185,552 total(indirect: By Boulder Ventures IV, L.P.)
  • Conversion

    Common Stock

    2013-04-17+2,824,2012,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Conversion

    Common Stock

    2013-04-17+383,453383,453 total(indirect: By Boulder Ventures V, L.P.)
  • Conversion

    Series B Preferred Stock

    2013-04-17832,9480 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (832,948 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+808808 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (808 underlying)
  • Conversion

    Series E Preferred Stock

    2013-04-17206,4590 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (206,459 underlying)
Transactions
  • Conversion

    Common Stock

    2013-04-17+185,552185,552 total(indirect: By Boulder Ventures IV, L.P.)
  • Conversion

    Common Stock

    2013-04-17+2,824,2012,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Conversion

    Common Stock

    2013-04-17+383,453383,453 total(indirect: By Boulder Ventures V, L.P.)
  • Conversion

    Series C Preferred Stock

    2013-04-17638,3280 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (638,328 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+808808 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (808 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-1788,1440 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (88,144 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-171,352,9250 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (1,352,925 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-1755,1510 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (55,151 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-17832,9480 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (832,948 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-1742,2570 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (42,257 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-178080 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (808 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-1712,2060 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (12,206 underlying)
  • Conversion

    Series D Preferred Stock

    2013-04-17176,9940 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (176,994 underlying)
  • Conversion

    Series E Preferred Stock

    2013-04-17206,4590 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (206,459 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+12,20612,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (12,206 underlying)
Roshko Peter
10% Owner
Transactions
  • Conversion

    Series A-1 Preferred Stock

    2013-04-1788,1440 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (88,144 underlying)
  • Conversion

    Common Stock

    2013-04-17+2,824,2012,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-178080 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (808 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-1712,2060 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (12,206 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+12,20612,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (12,206 underlying)
  • Conversion

    Series E Preferred Stock

    2013-04-17206,4590 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (206,459 underlying)
  • Conversion

    Common Stock

    2013-04-17+185,552185,552 total(indirect: By Boulder Ventures IV, L.P.)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-171,352,9250 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (1,352,925 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-17638,3280 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (638,328 underlying)
  • Conversion

    Series D Preferred Stock

    2013-04-17176,9940 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (176,994 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-1742,2570 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (42,257 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-1755,1510 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (55,151 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-17832,9480 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (832,948 underlying)
  • Conversion

    Common Stock

    2013-04-17+383,453383,453 total(indirect: By Boulder Ventures V, L.P.)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+808808 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (808 underlying)
Transactions
  • Conversion

    Series D Preferred Stock

    2013-04-17176,9940 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (176,994 underlying)
  • Conversion

    Common Stock

    2013-04-17+185,552185,552 total(indirect: By Boulder Ventures IV, L.P.)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+808808 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (808 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+12,20612,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (12,206 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-1755,1510 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (55,151 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-17832,9480 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (832,948 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-17638,3280 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (638,328 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-1712,2060 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (12,206 underlying)
  • Conversion

    Common Stock

    2013-04-17+2,824,2012,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Conversion

    Common Stock

    2013-04-17+383,453383,453 total(indirect: By Boulder Ventures V, L.P.)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-1788,1440 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (88,144 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-171,352,9250 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (1,352,925 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-1742,2570 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (42,257 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-178080 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (808 underlying)
  • Conversion

    Series E Preferred Stock

    2013-04-17206,4590 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (206,459 underlying)
Transactions
  • Conversion

    Series B Preferred Stock

    2013-04-1755,1510 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (55,151 underlying)
  • Conversion

    Series B Preferred Stock

    2013-04-17832,9480 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (832,948 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-178080 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (808 underlying)
  • Conversion

    Warrant to Purchase Series C Preferred Stock (right to buy)

    2013-04-1712,2060 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Series C Preferred Stock (12,206 underlying)
  • Conversion

    Common Stock

    2013-04-17+185,552185,552 total(indirect: By Boulder Ventures IV, L.P.)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-171,352,9250 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (1,352,925 underlying)
  • Conversion

    Series C Preferred Stock

    2013-04-1742,2570 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (42,257 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+808808 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (808 underlying)
  • Conversion

    Series D Preferred Stock

    2013-04-17176,9940 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (176,994 underlying)
  • Conversion

    Series E Preferred Stock

    2013-04-17206,4590 total(indirect: By Boulder Ventures V, L.P.)
    Common Stock (206,459 underlying)
  • Conversion

    Common Stock

    2013-04-17+383,453383,453 total(indirect: By Boulder Ventures V, L.P.)
  • Conversion

    Series C Preferred Stock

    2013-04-17638,3280 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Common Stock (638,328 underlying)
  • Conversion

    Common Stock

    2013-04-17+2,824,2012,824,201 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Conversion

    Series A-1 Preferred Stock

    2013-04-1788,1440 total(indirect: By Boulder Ventures IV, L.P.)
    Common Stock (88,144 underlying)
  • Conversion

    Warrant to Purchase Common Stock (right to buy)

    2013-04-17+12,20612,206 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20Common Stock (12,206 underlying)
Footnotes (11)
  • [F1]The total represents shares received upon conversion of shares of Series A-1, Series B and Series C Preferred Stock.
  • [F10]Upon the closing of the initial public offering of the Issuer's Common Stock, each warrant to purchase shares of the Issuer's Series C Preferred Stock was automatically converted into a warrant to purchase an equal number of shares of the Issuer's Common Stock.
  • [F11]Immediately exercisable.
  • [F2]Each share of Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted on a 1-for-1 basis into shares of the Issuer's Common Stock immediately prior to the closing of the initial public offering of the Issuer's Common Stock.
  • [F3]The securities are held of record by Boulder Ventures IV, L.P. ("Boulder Ventures IV").
  • [F4]BV Partners IV, L.L.C. ("BV IV") is the General Partner of each of Boulder Ventures IV and BV Annex. BV IV may be deemed to indirectly beneficially own the securities owned by Boulder Ventures IV and BV Annex. Josh E. Fidler, Kyle Lefkoff, Lawrence M. Macks, Jonathan L. Perl and Peter A. Roshko are the Managing Members of BV IV and share voting and dispositive power over the securities held by Boulder Ventures IV and BV Annex. Each disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F5]The securities are held of record by Boulder Ventures IV (Annex), L.P. ("BV Annex").
  • [F6]The total represents shares received upon conversion of shares of Series D and Series E Preferred Stock.
  • [F7]The securities are held of record by Boulder Ventures V, L.P. ("Boulder Ventures V").
  • [F8]BV Partners V, L.L.C. ("BV V") is the General Partner of Boulder Ventures V. BV V may be deemed to indirectly beneficially own the securities owned by Boulder Ventures V. Kyle Lefkoff, Jonathan L. Perl and Peter A. Roshko are the Managing Members of BV V and share voting and dispositive power over the securities held by Boulder Ventures V. Each disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F9]The shares had no expiration date.

Issuer

Rally Software Development Corp

CIK 0001313911

Entity typeother

Related Parties

1
  • filerCIK 0001300594

Filing Metadata

Form type
4
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 5:31 PM ET
Size
83.1 KB