4//SEC Filing
Cooley John W. 4
Accession 0001104659-12-058958
CIK 0001529979other
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 5:19 PM ET
Size
13.8 KB
Accession
0001104659-12-058958
Insider Transaction Report
Form 4
Cooley John W.
Chief Financial Officer
Transactions
- Other
Employee Stock Option (right to buy)
2012-08-20−65,625→ 0 totalExercise: $13.25Exp: 2020-12-27→ Common Stock (65,625 underlying) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−250,026$5,500,572→ 0 total - Gift
Common Stock
2012-08-15−956→ 250,026 total - Other
Employee Stock Option (right to buy)
2012-08-20−321,811→ 299,085 totalExercise: $10.70Exp: 2016-12-13→ Common Stock (321,811 underlying) - Other
Employee Stock Option (right to buy)
2012-08-20−233,460→ 65,625 totalExercise: $11.17Exp: 2020-12-31→ Common Stock (233,460 underlying)
Footnotes (3)
- [F1]These options, which provided for vesting in four equal annual installments beginning on September 30, 2007, were cancelled in the merger in exchange for a cash payment of $3,636,464, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.
- [F2]These options, which provided for vesting in three equal annual installments beginning on December 31, 2012, were cancelled in the merger in exchange for a cash payment of $2,528,372, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.
- [F3]These options, which vested on December 31, 2011, were cancelled in the merger in exchange for a cash payment of $574,219 representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.
Documents
Issuer
FX Alliance Inc.
CIK 0001529979
Entity typeother
Related Parties
1- filerCIK 0001541415
Filing Metadata
- Form type
- 4
- Filed
- Aug 19, 8:00 PM ET
- Accepted
- Aug 20, 5:19 PM ET
- Size
- 13.8 KB