Isely Kemper 4
4 · Natural Grocers by Vitamin Cottage, Inc. · Filed Jul 31, 2012
Insider Transaction Report
Form 4
Isely Kemper
DirectorChairman & Co-President10% OwnerOther
Transactions
- Other
Common Stock
2012-07-27+103,745→ 103,745 total(indirect: By Anthony Andueza as UTMA custodian for son) - Other
Common Stock
2012-07-27+6,716→ 6,716 total(indirect: By LLC) - Other
Common Stock
2012-07-27+201,856→ 201,856 total(indirect: By LLC) - Other
Common Stock
2012-07-27+627,800→ 627,800 total(indirect: By LLC) - Sale
Common Stock
2012-07-30$15.00/sh−1,242,988$18,644,820→ 3,097,402 total - Other
Common Stock
2012-07-27+616,254→ 616,254 total(indirect: By LLC) - Award
Common Stock
2012-07-27+4,340,390→ 4,340,390 total - Other
Common Stock
2012-07-27+103,745→ 103,745 total(indirect: By Anthony Andueza as UTMA custodian for daughter) - Other
Common Stock
2012-07-27+478,788→ 478,788 total(indirect: By LLC) - Sale
Common Stock
2012-07-30$15.00/sh−55,950$839,250→ 571,850 total(indirect: By LLC)
Footnotes (5)
- [F1]Shares were acquired by the direct beneficial owner in a redomestication, holding company reorganization exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-7 promulgated thereunder. In connection with, and immediately prior to the completion of, the issuer's initial public offering, the then existing shareholders of Vitamin Cottage Natural Food Markets, Inc. (now the issuer's wholly-owned subsidiary and operating company) exchanged their shares of capital stock in the operating company for a ratable percentage of shares of common stock of the issuer.
- [F2]Reporting Person has no investment power over these shares and disclaims beneficial ownership of these shares.
- [F3]Reporting Person is a member, but has no investment power over these shares and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F4]Reporting Person is a beneficiary through a member trust, but has no investment power over these shares and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F5]Reporting Person is a beneficiary through a member trust and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.